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OBE

09/18/18 2:18 PM

#13768 RE: OBE #13761

In case anyone is interested in Restricted Shares

The bold print is the details of “29-Year-Investor’s” experience.

All I’ve done, so far, is the following:

Today, Tuesday Sept 18, 2018 @ 11am I spoke to Deanna in Denver. 800-239-2506. She could see the restricted shares in my account and she said she was going to take it from here. She said it would cost $80 and I’d get an email in 4 – 6 weeks.

29YEARINVESTOR Tuesday, 02/13/18 04:42:40 PM Re: MJ19 post# 11488 0 Post # of 13759

I use Charles Schwab. They are very attentive. But they have different departments that specialize in different things, so first I had to get to the Schwab Restricted Share department.

I found out that the dividend was in a Restricted Jumbo Certificate. I had to pay Schwab a $80.00 fee to break mine out of the Jumbo Certificate and get my restriction removed. It takes about 4 to 6 weeks.

I had to fill out and return 3 forms and they did the rest for me at no extra charge.

Then the transfer agent requested one additional form: Shareholders Legend Removal Request!
Schwab guided me thru it. It was easy.

Customer Intent Form:

There are 5 choices to select. Please check off the 1st and 5th box.
This will instruct me to get you a sale approval as soon as possible.
It does not require you to sell within 5 days.
Complete with your name and account at the top of the form and your signature at the bottom

Seller's Representation Letter for Legend Removal Under Rule 144(b)(1)
Please provide us with the date(s) you acquired the restricted shares you are proposing to sell and how you acquired them.
Complete with your name and account at the top of the form and your signature at the bottom.

Irrevocable Stock or Bond Power Form
Please complete the top of the form with your name and account #
Leave section 2 blank. I will complete that for you.
Please sign at the bottom.

Lastly please mail this form with the original signature back to me. The original is required in order to service as your signature endorsement to make your certificate negotiable.

(Please fax or email the signed forms and MAIL the original documents to below address)
Charles Schwab & Co. Inc.
9825 Schwab Way
DENR2-03-213
Lone Tree, CO 80124