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loanranger

09/13/18 10:04 AM

#140742 RE: Nanotoday #140741

My non-legal opinion?

Form 8-K Item 7.01 Regulation FD Disclosure would require it if the information was "material" and in a case like this that would be a VERY subjective measure.

Form 8-K Item 8.01 Other Events is a voluntary reporting of news "that the issuer deems of importance to security-holders".
Obviously that COULD be used to report a legal action but it doesn't require reporting in 4 days as most other 8-K Items do.

Form 10-K ITEM 3: LEGAL PROCEEDINGS would be expected to include such an action. NNVC's 10-K is due on the 28th for the period ended 6/30. Any legal action taken would properly included in the Subsequent Events section (covers reportable events occurring between those two dates).