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Jimmy Quick

08/19/18 10:43 AM

#99687 RE: DCorleone #99684

None of this matters as always.

Jimmy Quick

08/19/18 12:31 PM

#99690 RE: DCorleone #99684

Just? You mean 6 years ago.

B. Legal/Disciplinary History.
On September 28, 2012, Armen Karapetyan agreed to an offer of settlement from FINRA, an SRO, without admission
of any wrongdoing
to voluntarily forfeit his securities licensure and accept permanent bar from engaging in
securities activities at a broker dealer. This agreement was made after allegations of violations of various securities
rules and laws. However, FINRA did agree that no willful violations occurred.