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jross34

08/02/18 2:34 AM

#12386 RE: Sgreg #12384

http://www.nasdaqtrader.com/trader.aspx?id=RegSHOThreshold

they are on that list for august 1st.


There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
The security is included on a list published by a self-regulatory organization (SRO).

letzgetrich

08/02/18 2:36 AM

#12387 RE: Sgreg #12384

Greg, HMNY is on both..........

Symbol,Security Name,Market Category,Trigger Time
HMNY,Helios and Matheson Analytics,R,7/31/2018 9:30:00 AM

http://www.nasdaqtrader.com/trader.aspx?id=RegSHOThreshold

I advise company's on how to deal with this kind of scenario. I have on my wall a letter from a bank telling me they are going to sue me when we put in motion to change T/A's, The lawyer clearly states in the letter that they are going to incur huge losses because they already sold the stock, and that since the change in the T/A was going to take a couple weeks, they were going to have to buy back in the open market to cover the T+3.

The lawer admitted to breaking the law.