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ignatiusrielly35

05/09/18 11:35 AM

#67332 RE: Donjayouworry #67331

Donja, two different issues. I am not sure whether a 5% tute can avoid filing if it purchases shares and immediately delivers. I cannot find an answer to that. However, if a tute does that without crossing the 5% threshold they can clearly do it because 13f’s are a snapshot of holdings as of the end of the quarter. If they deliver the shares before 3/31, no filing required. Sorry for the poor wording, I’m on my phone on a train.