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Replies to post #2201 on SEC Suspensions & Revocations
236T568
04/14/18 6:49 PM
#2202 RE: janice shell #2201
Maybe. The SEC does send delinquency letters to most delinquent issuers, though it's not an absolute requirement. If a company fails to do anything about a letter it receives, suspension and an administrative proceeding to revoke registration may follow about six months late. Sometimes more quickly. But on the other hand, sometimes the SEC sends the letter and then apparently forgets all about it, only to act years later.