U.S. District Court Northern District of Georgia (Atlanta)
CIVIL DOCKET FOR CASE #: 1:13-cv-01656-SCJ Securities And Exchange Commission v. Fowler et al
Assigned to: Judge Steve C Jones Cause: 15:77 Securities Fraud Date Filed: 05/16/2013 Date Terminated: 07/31/2014 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: U.S. Government Plaintiff
Plaintiff Securities And Exchange Commission represented by Joshua A. Mayes U.S. Securities and Exchange Commission Atlanta Regional Office 950 East Paces Ferry Rd., N.W. Suite 900 Atlanta, GA 30326 404-842-5747 Fax: 404-842-7666 Email: mayesj@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
Madison Graham Loomis U.S. Securities & Exchange Commission-GA Suite 900 950 East Paces Ferry Rd., N.E. Atlanta, GA 30326-1382 404-842-7600 Fax: . Email: loomism@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
W. Shawn Murnahan Securities and Exchange Commission Suite 900 950 East Paces Ferry Road, N.E. Atlanta, GA 30326 404-842-7600 Fax: 404-842-7666 Email: murnahanw@sec.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED
V. Defendant Robert Fowler Defendant US Capital Funding II Series Trust 1, Inc.
Date Filed # Docket Text
07/31/2014 Civil Case Terminated. (jtj) (Entered: 07/31/2014)
07/31/2014 15 FINAL JUDGMENT against Defendants Robert Fowler and US Capital Funding II Series Trust 1, Inc. Fowler and US Capital are jointly and severally liable for disgorgement of $350,000, representing profits gained as a result of the conduct alleged in the Complaint, together with prejudgment interest thereon in the amount of $12,151.66, for a total of $362,151.66, and a civil penalty in the amount of $150,000.00. Defendants shall satisfy this obligation by paying the total, $512,151.66, to the Securities and Exchange Commission within 14 days after entry of this Final Judgment. This Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment. Signed by Judge Steve C Jones on 7/31/2014. (See judgment for more specifics) (jtj) (Entered: 07/31/2014)
01/07/2014 Submission of the 14 MOTION for Default Judgment as to Robert Fowler and US Capital Funding II Series Trust 1, Inc. to District Judge Steve C Jones. (aaq) (Entered: 01/07/2014)
12/17/2013 Clerks Entry of Default as to Robert Fowler, US Capital Funding II Series Trust 1, Inc. (ddm) (Entered: 12/17/2013)
12/16/2013 14 MOTION for Default Judgment as to Robert Fowler and US Capital Funding II Series Trust 1, Inc. with Brief In Support by Securities And Exchange Commission. (Attachments: # 1 Brief Memo of Law, # 2 Affidavit Exhibit A, # 3 Text of Proposed Order)(Murnahan, W.) (Entered: 12/16/2013) ... more https://investorshub.advfn.com/boards/read_msg.aspx?message_id=138994878