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Replies to post #2177 on SEC Suspensions & Revocations

Replies to #2177 on SEC Suspensions & Revocations

Renee

10/31/18 5:15 PM

#2433 RE: TenKay #2177

AOILQ CUSIP suspended. FINRA deleted symbol. Awaiting A.L.J. registration revocation:

http://otce.finra.org/DLDeletions

Renee

02/08/19 9:36 AM

#2490 RE: TenKay #2177

Revoked registrations: CHUM, AFFMQ:

https://www.sec.gov/litigation/admin/2019/34-85076.pdf

Renee

11/07/19 5:11 PM

#2865 RE: TenKay #2177

FINRA deleted symbol: CETH

https://otce.finra.org/otce/dailyList?viewType=Deletions