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zulual

02/19/18 12:31 PM

#77376 RE: zulual #77349

One of DTC directors., Mr. David R. Kimm

There were DTC chills for Lehman CTs in TD, I don’t know wether it also happened in other brokerage firms.

Mr. Kimm is Executive Vice President
Chief Risk Officer and Treasurer of TD Ameritrade Holding Corp.

My calls were transferred few times to Risk Management Dept talking to an answering machine as well.