Replies to post #324782 on Avid Bioservices Inc (CDMO)

[4OurRetirement]

Your Numbers For Tappan Are A Little Low...

 File Date	Form	Investor		Opt	Prev Shares	Current Shares	Change 
  
 2018-02-14	SC 13G/A	Tappan Street Partners LLC			3,915,611	4,516,107	15.34% 

based on:
https://fintel.io/so/us/pphm

Glta StockHOLDERS

[cjgaddy]

Huts, total Ronin/SWIM Beneficial-Ownership a/o 2-6-18/13D is indeed 3,892,497. The 2,840,000 shares you’re showing for Ronin is ONLY the COMMON for Ronin. You’re missing the PREFERRED (x1.19 to add to common to get Beneficial), and you’re missing Ronin’s Roger Farley(beneficial=276,190) and you’re missing SW-Partners/White(beneficial=639,047), for Total Ronin/SW Beneficial of 3,892,497 as of 2-6-18.
...All from Item5 of the new 2-8-18 13D(Amend#9)/Ronin/SWIM/Roger Farley: https://tinyurl.com/ya43sc3r

Look closely to the details here:
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=138549315

So, this is correct:
2-14-18: Tappan adds 600k since 11-6-18, now 4,516,107=9.98% of 45,253,038 O/S as of 1-8-18.
That makes them the largest CDMO shareholder:
1. Tappan Street (Prasad Phatak): 4,516,107 = 9.98%
2. Kenneth Dart (Eastern Capital): 4,300,992 = 9.5%
3. Ronin Trading/SWInvest: 3,892,497 = 8.6%

 
 RONIN/SW 13D SUMMARY: 
 13D      TransDates       COMMON-CHG PREF-CHG  ENDING-COMMON ENDING-PREF.    
 3-2-17   1/20/17-3/1/17   +2,947,425  +51,364     2,947,425      51,364  http://tinyurl.com/jr42u23  
 3-10-17  3/2/17-3/9/17      +433,509  +25,661     3,380,934      77,025  http://tinyurl.com/ydxra96u 
 4-17-17  3/28/17-4/10/17           0  +23,334     3,380,934     100,359  http://tinyurl.com/lanjddc 
 5-19-17  5/1/17-5/17/17            0  +23,140     3,380,934     123,499  http://tinyurl.com/mgnn92x 
 6-20-17  3/10/17-6/16/17    +378,170        0     3,759,105     123,499  http://tinyurl.com/y76q5rqu  
 6-29-17  6/21/17              +7,143        0     3,766,248     123,499  http://tinyurl.com/y9sp8bfv  
 7-14-17  6/29/17-7/7/17      +34,891   +3,600     3,801,139     127,099  http://tinyurl.com/ybra4s69 
 8-29-17  8/4/17-8/15/17      +27,252        0     3,828,391     127,099  http://tinyurl.com/yay55u3p (14A) 
 10-10-17 8/16/17-10/10/17    +45,000        0     3,873,391     127,099  http://tinyurl.com/ybvkjd3e (14A) 
 10-17-17 10/13/17-10/16/17  +109,573   +1,000     3,982,964     128,099  http://tinyurl.com/y983myco  
 10-27-17 10/17/17-10/27/17  +190,427        0     4,173,391     128,099  http://tinyurl.com/y7hslequ (14A) 
 2-8-18  1/22/18-2/6/18      -433,391        0     3,740,000     128,099  https://tinyurl.com/ya43sc3r 
 SPLITOUT 13D GROUP into Ronin(John Stafford III, R.Farley) & SW-Partners(Stephen White): 
 Ronin Trading (Stafford)                          2,840,000     115,299 (beneficial=2,977,260) 
 Ronin’s Roger Farley                                275,000       1,000 (beneficial=276,190) 
 SW-Partners (White)                                 625,000      11,800 (beneficial=639,047)