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snow

02/14/18 6:16 AM

#130103 RE: The Swede #130102

The Swede Wny is the news you have published of any interest to the shareholders of SIAF?

aandt

02/14/18 10:11 AM

#130133 RE: The Swede #130102

While I agree that this is concerning, this does not seem to be a recent change that I can tell. I am seeing that they lost their license in 2016.

Effective May 10, 2016, Burnham Securities Inc. has withdrawn from registration as a FINRA member
broker/dealer. Items 5 and 10 of this brochure, "Fees and Compensation" and "Other Financial Industry
Activities and Affiliations" respectively have been amended to reflect this change.



https://www.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=391536