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cyberlinxz

01/10/18 8:41 AM

#147984 RE: BigBadWolf #147982

$$FACT is soon if the so called contracts/money/numbers/proof of releases is not delivered/produced

not really a fact more of common sense durp
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QTRADERQ

01/10/18 9:05 AM

#147992 RE: BigBadWolf #147982

Blue Sheet Requests - LOL Steve Berman will likely spin that on Twitter as a positive (ie FINRA has contacted ONCI for more information re. name change)

Blue Sheet Requests
FINRA sends Blue Sheet requests to firms by email and also posts them on FINRA's Request Manager system as a second means of notification. To access FINRA's Request Manager, go to Firm Gateway and choose the Information Request tab. Firms that do not have entitlement to FINRA's Request Manager should contact (800) 321-6273.

Firms are responsible for providing FINRA with the firm's most current Blue Sheet contact information. Firms should promptly inform the Blue Sheet section of any contact changes by sending an email.

http://www.finra.org/industry/blue-sheets
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BigBadWolf

02/08/18 9:00 AM

#156140 RE: BigBadWolf #147982

$$FACT is soon if the so called contracts/money/numbers/proof of releases is not delivered/produced, (January Fiscal Year End 10/31) then time for a call for a Blue Sheet review

http://www.finra.org/industry/blue-sheets
Blue Sheet Data

Blue Sheet data files, which contain both trading and account holder information, provide regulatory agencies with the ability to analyze a firm’s trading activity. Firms are expected to provide complete, accurate and timely Blue Sheet data in response to regulatory requests. Incomplete, inaccurate and untimely Blue Sheet data compromises regulators’ ability to identify individuals engaging in insider trading schemes and other fraudulent activity.

this also includes PR's/contracts/all public releases etc

#accredited #regulatory #scrutiny