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The Whale

02/14/18 9:43 PM

#334 RE: janice shell #308

Janice,
The SEC and DOJ are moving on this one and the individual groups that frontloaded and violated 15 U.S.C. 78i last December. I will keep you and this Board informed. I did follow up with an email on January 3, 2018, as to the status of the investigation and was told that it is "ongoing." What happened here will never happen again. I can assure you that.

THE APOSTLE