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Overstew

11/20/17 10:39 AM

#157525 RE: lindy1401 #157518

Subject to Corporate Actions

Indicates whether the security is subject to a corporate action without a distribution (CA) or a corporate action with a distribution (CD) of a certain %, as described below. A CA in this field indicates the CUSIP or name is changing on the security and no dividend/distribution is being simultaneously announced.

A CD in this field indicates that the security is currently subject to a corporate action. The previous subject to corporate action flag prior to the change Bankruptcy Dividends/Distributions/Splits Symbol/Name Changes and/or is a cash and/or stock dividend with a distribution of greater than or equal to 25% of the value of the security. Please note that this flag will be removed from the security 19 business days after the effective date of the dividend, distribution or split.

Users should reference the Eff/Ex-Date field for the actual Eff/Ex-Date if applicable.

Hawk-02

11/20/17 10:46 AM

#157530 RE: lindy1401 #157518

Means name and ticker change is finalized.