Replies to post #38994 on Ayala Pharmaceuticals Inc (ADXS)

[DewDiligence]

In the 5-10% range, a shareholder needs to file Form 13G within 10 business days only if the holding increases or decreases by ≥1% (in absolute terms). Otherwise, a 5-10% shareholder needs to file Form 13G only once per calendar year, on or before Feb 14, showing their holding as of the preceding Dec 31.

Same for Form 13D (which is a variant of Form 13G for activist shareholders).