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tchalla

10/18/17 4:49 PM

#131366 RE: daveymoore #131362

no. the ta does not contact finra on the announcement. the new name is not "announced". the ticker simply changes on the date finra publishes the change. it's done automatically.

jpmu

10/18/17 4:57 PM

#131374 RE: daveymoore #131362

You are correct daveymoore

I just spoke to Luis at FINRA and was told that the company is notified when the name and ticker change has been approved and do have a choice of when the change takes place. So they are notified in advance before it
is posted on the Daily List.