Replies to post #29254 on CurAegis Technologies Inc (fka CRGS)

[SULAX]

It was also widely reported on this site that there were purchases of stock when in fact they were loans, which is clearly stated in the notes to the financial statements,

[Dino1717]

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response... 0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      


1. Name and Address of Reporting Person *

Kaplan Richard A
2. Issuer Name and Ticker or Trading Symbol

CurAegis Technologies, Inc. [ CRGS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
CEO
(Last)          (First)          (Middle)

112 HEATHERSTONE LANE
3. Date of Earliest Transaction (MM/DD/YYYY)

8/10/2017
(Street)

ROCHESTER, NY 14618
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date
2A. Deemed Execution Date, if any
3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
Amount
(A) or (D)
Price


Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security
3. Trans. Date
3A. Deemed Execution Date, if any
4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)
11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
(A)
(D)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
Common Stock Purchase Warrant  
$0.5  
8/10/2017  
 
A  
  
25000   
  
8/10/2017  
8/10/2027  
Common Stock  
25000  
  (1)
25000  
D  
 
Convertible Promissory Note  
$0.5  
8/10/2017  
 
A  
  
$125000   
  
8/10/2017  
8/10/2022  
Common Stock  
250000  
$125000  
$125000  
D  
 

Explanation of Responses:
(1) 
Reporting Person acquired Issuer's Common Stock Purchase Warrant as part of the Reporting Person's purchase of the Issuer's Convertible Promissory Note reported below for no additional consideration.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director
10% Owner
Officer
Other
Kaplan Richard A
112 HEATHERSTONE LANE
ROCHESTER, NY 14618
X

CEO


Signatures
Kathleen A. Browne, POA for Richard A. Kaplan

8/18/2017
** Signature of Reporting Person