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DJknows

09/15/17 10:16 AM

#99624 RE: Brian Fawcett #99613

Well my apologies, first I was seeing it yesterday although knew Mr. Berman had filed as he told us numerous times... just need to get that registration finalized now.

Links should be posted from time to time or put up in our IBOX to remind folks what's transpiring... just keeping it real

And btw, ACCURACY is my middle name aha



Very best to you and all with ONCI/HEXA!
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BigBadWolf

09/15/17 10:19 AM

#99630 RE: Brian Fawcett #99613

$$ONCI http://www.finra.org/industry/reserving-firm-name

Applicants or member firms should not prematurely order stationery and other materials printed with a firm name until a name approval is received. Printing expenses will not justify acceptance of an unacceptable name.

Moreover, although a name may be accepted by a state, regional or other agency or jurisdiction, this will not justify approval of an unacceptable name by FINRA if the name conflicts with any one of FINRA's international network of members.


as per this there would already have to be such a Form & there is NO NDA required.

Upon receipt of a written request, an acceptable firm name will be reserved for 120 days. The membership application, Form BD amendment, or Form FP amendment should be filed during this name reservation period. If an application or amendment is not received within 120 days, the name clearance and reservation automatically will be cancelled.



once this form is made public (perhaps I have missed it if so any please provide) pps should uptick even more

#verifiability

Alpha Howling The Bermanator Real $$Money $$Real $$Power(ful)