Trade Date Download Link File Creation Timestamp Friday, July 28, 2017 Download 7/28/2017 11:00:26 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AEZS AETERNA ZENTARIS INC COM STK ( S Y N ANY SPHERE 3D CORP NEW COM SHS (CD S Y N BCACR BISON CAP ACQUISITION CORP RTS S Y N CYCC CYCLACEL PHARMACEUTICALS INC C S Y N DCIX DIANA CONTAINERSHIPS INC SHS P Q Y N DGLD VELOCITYSHS 3X INVERSE GOLD ET G Y N DRYS DRYSHIPS INC COM PAR NEW (MHL) S Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N DXTR DEXTERA SURGICAL INC COM S Y N JSMD JANUS DETR STR TR HENDERSON SM G Y N KTOV KITOV PHARMACEUTICALS HLDGS LT S Y N MARA MARATHON PATENT GROUP INC COM S Y N MBOT MICROBOT MED INC COM (ISR) S Y N MBRX MOLECULIN BIOTECH INC COM S Y N MBVX MABVAX THERAPEUTICS HOLDINGS, S Y N QBAK QUALSTAR CORP COM NEW S Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N RFEM FIRST TRUST III RIVERFRONT DYN G Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SPEX SPHERIX INC COM STK NEW (DE) S Y N TOPS TOP SHIPS INC SHS NEW JUNE 201 S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N USLV VELOCITYSHS 3X LG SILVER ETN L G Y N VGLT VANGUARD LG-TRM GOVT BD ETF G Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N ZN ZION OIL & GAS INC COM G Y N
OTC Threshold Securities as of Jul 28, 2017 Threshold Issue Data Information Issue
07/28/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N 07/28/2017 ALBKY Alpha Bank AE American Depositary Receipts - Sponsored Other OTC N Y 07/28/2017 BXBLY Brambles Ltd Sponsored ADR (Australia) Other OTC N Y 07/28/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 07/28/2017 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y 07/28/2017 FSUGY Fortescue Metal Group Ltd American Depositary Shares (Australia) Other OTC N Y 07/28/2017 HDYN Hyperdynamics Corp Common Stock Other OTC N Y 07/28/2017 ICLDD INTERCLOUD SYS INC Common Stock Other OTC N Y 07/28/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 07/28/2017 JSTTY Just Eat PLC American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y 07/28/2017 KGFHY Kingfisher plc Sponsored American Depositary Receipt Other OTC N Y 07/28/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 07/28/2017 LIBE Liberated Energy, Inc. Common Stock Other OTC Y N 07/28/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 07/28/2017 MRIC MRI INTERVENTIONS INC Common Stock Other OTC Y N 07/28/2017 NPHC NUTRA PHARMA CORP Common Stock Other OTC Y N 07/28/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 07/28/2017 ORRP OROPLATA RES INC Common Stock Other OTC Y N 07/28/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y 07/28/2017 TRKNY Turk Telekomunikasyon Unsponsored American Depository Receipt (Turkey) Other OTC N Y 07/28/2017 VLDI Validian Corporation Common Stock Other OTC Y N