Trade Date Download Link File Creation Timestamp Thursday, July 20, 2017 Download 7/20/2017 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AAOI APPLIED OPTOELECTRONICS INC CO G Y N AKER AKERS BIOSCIENCES INC COMMON S Y N BLCM BELLICUM PHARMACEUTICALS INC C G Y N DCIX DIANA CONTAINERSHIPS INC SHS P Q Y N DRYS DRYSHIPS INC COM STK NEW (MHL) S Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N FONE FIRST TRUST NASDAQ CEA SMARTPH G Y N FYC FIRST TRUST SMALL CAP GROWTH A G Y N HMNY HELIOS & MATHESON ANALYTICS C S Y N INPX INPIXON COMMON STOCK (NV) S Y N JSMD JANUS DETR STR TR HENDERSON SM G Y N JSYNR JENSYN ACQUISITION CORP RT (DE S Y N MBOT MICROBOT MED INC COM (ISR) S Y N PTH POWERSHARES DWA HEALTHCARE MO G Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N RFEM FIRST TRUST III RIVERFRONT DYN G Y N SPEX SPHERIX INC COM STK NEW (DE) S Y N TOPS TOP SHIPS INC SHS NEW JUNE 201 S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N USLV VELOCITYSHS 3X LG SILVER ETN L G Y N ZN ZION OIL & GAS INC COM G Y N
OTC Threshold Securities as of Jul 20, 2017 Threshold Issue Data Information Issue
07/20/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N 07/20/2017 BTCS BTCS Inc. Common Stock Other OTC N Y 07/20/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 07/20/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 07/20/2017 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y 07/20/2017 ENGGY Enagas sa Unsponsored ADR (Spain) Other OTC N Y 07/20/2017 EDPFY Energias De Portugal, S.A. Other OTC N Y 07/20/2017 GASNY Gas Natural Sdg Sa Unsponsored ADR (Spain) Other OTC N Y 07/20/2017 HDYN Hyperdynamics Corp Common Stock Other OTC N Y 07/20/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 07/20/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 07/20/2017 KGFHY Kingfisher plc Sponsored American Depositary Receipt Other OTC N Y 07/20/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 07/20/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 07/20/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y 07/20/2017 MRIC MRI INTERVENTIONS INC Common Stock Other OTC Y N 07/20/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 07/20/2017 NDEKY Nitto Denko Corporation American Depositary Shares Other OTC N Y 07/20/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y 07/20/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 07/20/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y 07/20/2017 TMPS Tempus Applied Solutions Holdings, Inc. Common Stock Other OTC N Y 07/20/2017 TCEHY Tencent Holdings Limited Unsponsored ADR Representing B Shares (Cayman Islands) Other OTC N Y