Replies to post #42492 on ProText Mobility Inc (TXTM)

[teety-woo]

David Lewis
Director, Business Development
Compensation: $120,000 per year
Person named above owns 49,500 shares of Series A Preferred stock.
B. Legal/Disciplinary History.
None of our officers or directors have been the subject of a conviction in a criminal proceeding or named as a defendant in a pending criminal proceeding (excluding traffic violations and other minor offenses); the entry of an order, judgment, or decree, not subsequently reversed, suspended or vacated, by a court of competent jurisdiction that permanently or temporarily enjoined, barred, suspended or otherwise limited such person’s involvement in any type of business, securities, commodities, or banking activities; a finding or judgment by a court of competent jurisdiction (in a civil action), the Securities and Exchange
Commission, the Commodity Futures Trading Commission, or a state securities regulator of a violation of federal or state securities or commodities law, which finding or judgment has not been reversed, suspended, or vacated; the entry of an order by a self-regulatory organization that permanently or temporarily barred, suspended or otherwise limited such person’s involvement in any type of business or securities activities.

[BigBadWolf]

$$TXTM well Liars & Crooks it's why I supplied the link ;-) $$TXTM
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=133383394

sometimes best to leave sleeping wolves alone

$$Dave $$Lewis $$Shane $$Traveler $$Shane's $$Daughter & the soon to be poor disillusioned $$Tamara as the family deals w/ forthcoming $$Regulatory $$Matters


$$TXTM & after I have heard that $$Shane $$Traveler gives a most awesome presentation on the benefits of fresh from harvest to process.

$$Traveller was barred from Penny Stocks in 2015.

hhmm

Illegal distribution: SEC v. Lefkowitz, Civil Action No. 8:12-cv-1210 (M.D. Fla.) is a previously filed action against, among others, Unico, Inc., Mark Lopez, Steven Peacock and Shane Traveller. The complaint alleged that the defendants engaged in the unregistered distribution of billions of shares of penny stocks through the repeated misuse of the exemption from registration contained in Section 3(a)(10) which permits a public company to issue common stock to public investors without a registration statement to settle bona fide debts and other claims. ……. and Mr. Traveller agreed to the entry of a penny stock bar and will pay disgorgement of $169,369 and a civil penalty of $52,000. See Lit. Rel 2206 (February 24, 2015).

The bar prohibits owning a penny stock even for one’s own account as well as any activity related to an offering of a penny stock, including drafting disclosures. The impact of a Penny Stock Bar is that he individual is barred from acting as a promoter, finder, consultant or agent or otherwise engaging in activities with a broker, dealer, or issuer for the purpose of the issuance or trading in any penny stock, or inducing or attempting to induce the purchase or sale of any penny stock.

[BigBadWolf]

$$TXTM's $$Dave $$Lewis $$Shane $$Traveler $$imminent $$liars one has actually been barred from ANY involvement or any type of participation in the OTC markets by the SEC