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NeverSettle

08/04/17 12:55 PM

#68887 RE: kyallen #68886

I-Glow

08/04/17 12:57 PM

#68889 RE: kyallen #68886

FINRA doesn't approve the A/S - it is done at the state level.

If a company wants to register the shares they will have to file a S-1 but that is from the SEC.

If the company wants to do a split, dividend etc that has to be approved by FINRA.

IG