Replies to Post #1988 onSEC Suspensions & Revocations

Replies to post #1988 on SEC Suspensions & Revocations

Replies to #1988 on SEC Suspensions & Revocations

09/01/17 9:35 AM

#2024 RE: Renee #1988

Revoked: AJAC

https://www.sec.gov/litigation/admin/2017/34-81519.pdf

08/15/18 8:17 AM

#2306 RE: Renee #1988

SPTK FINRA Deleted Symbol

http://otce.finra.org/DailyList

04/11/19 9:37 AM

#2546 RE: Renee #1988

Revoked registration: TQLA:

https://www.sec.gov/litigation/admin/2019/34-85598.pdf