Trade Date Download Link File Creation Timestamp Thursday, July 13, 2017 Download 7/13/2017 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AAOI APPLIED OPTOELECTRONICS INC CO G Y N BLCM BELLICUM PHARMACEUTICALS INC C G Y N DRYSDRYSHIPS INC COM STK NEW (MHL) S Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N ESQ ESQUIRE FINL HLDGS INC COM S Y N FPA FIRST TRUST ASIA PACIFIC EX-JA G Y N INPX INPIXON COMMON STOCK (NV) S Y N MBOT MICROBOT MED INC COM (ISR) S Y N PTH POWERSHARES DWA HEALTHCARE MO G Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N SGBX SG BLOCKS INC COM PAR $0.01 S Y N SPEX SPHERIX INC COM STK NEW (DE) S Y N TOPS TOP SHIPS INC SHS NEW JUNE 201 S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N YLCO GLOBAL X FDS YIELDCO INDEX ETF G Y N
OTC Threshold Securities as of Jul 13, 2017 Threshold Issue Data Information Issue
07/13/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 07/13/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N 07/13/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 07/13/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 07/13/2017 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y 07/13/2017 HDYN Hyperdynamics Corp Common Stock Other OTC N Y 07/13/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 07/13/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 07/13/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 07/13/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 07/13/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N 07/13/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y 07/13/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 07/13/2017 NDEKY Nitto Denko Corporation American Depositary Shares Other OTC N Y 07/13/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 07/13/2017 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 07/13/2017 PRED Predictive Technology Group, Inc. Common Stock Other OTC Y N 07/13/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y 07/13/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 07/13/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y 07/13/2017 TMPS Tempus Applied Solutions Holdings, Inc. Common Stock Other OTC N Y 07/13/2017 PLSB The Pulse Beverage Corporation. Common Stock Other OTC Y N 07/13/2017 TOWTF Tower One Wireless Corp Ordinary Shares Other OTC N Y 07/13/2017 WEICY Weichai Power Co Ltd Unsponsored ADR (China) Other OTC N Y