Trade Date Download Link File Creation Timestamp Thursday, July 06, 2017 Download 7/6/2017 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AAOI APPLIED OPTOELECTRONICS INC CO G Y N ADMP ADAMIS PHARMACEUTICALS CORP CO S Y N AREX APPROACH RES INC COM STK (DE) Q Y N BCACU BISON CAP ACQUISITION CORP UNI S Y N BLCM BELLICUM PHARMACEUTICALS INC C G Y N CACG LEGG MASON ETF INVT TR CLEARBR G Y N CLNT CLEANTECH SOLUTIONS INTL INC C S Y N DRYSDRYSHIPS INC COM STK NEW (MHL) S Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N EMCF EMCLAIRE FINL CORP S Y N FCVT FIRST TR EXCHANGE TRADED FD IV G Y N IEUS ISHARES MSCI EUROPE SMALL-CAP G Y N INPX INPIXON COMMON STOCK (NV) S Y N MBOT MICROBOT MED INC COM (ISR) S Y N MNKDMANNKIND CORP G Y N MOSY MOSYS INC COM STK NEW (DE) S Y N SCON SUPERCONDUCTOR TECHS INC COM P S Y N TOPS TOP SHIPS INC SHS NEW JUNE 201 S Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
OTC Threshold Securities as of Jul 6, 2017 Threshold Issue Data Information Issue
07/06/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 07/06/2017 ABBY Abby, Inc Common Stock Other OTC Y N 07/06/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N 07/06/2017 BKRKY Bank Rakyat Indonesia Unsponsored ADR Rep Shs B (Indonesia) Other OTC N Y 07/06/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 07/06/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 07/06/2017 CSUAY China Shenhua Energy Co Ltd Unsponsored ADR representing A shs (China) Other OTC N Y 07/06/2017 DQJCY Don Quijote Holdings Co Ltd Unsponsored ADR (Japan) Other OTC N Y 07/06/2017 HDYN Hyperdynamics Corp Common Stock Other OTC N Y 07/06/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 07/06/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 07/06/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 07/06/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 07/06/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N 07/06/2017 MGDDY Michelin Compagnie Generale des Etablissements Michelin Unsponsored ADR representing Nom Shares (France) Other OTC N Y 07/06/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 07/06/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 07/06/2017 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 07/06/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 07/06/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y 07/06/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 07/06/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y 07/06/2017 TMPS Tempus Applied Solutions Holdings, Inc. Common Stock Other OTC N Y 07/06/2017 TOWTF Tower One Wireless Corp Ordinary Shares Other OTC N Y 07/06/2017 WEICY Weichai Power Co Ltd Unsponsored ADR (China) Other OTC N Y