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fourkids_9pets

06/30/17 7:49 AM

#2236 RE: fourkids_9pets #2234

6.29.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, June 29, 2017
Download
6/29/2017 11:00:20 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AAOI APPLIED OPTOELECTRONICS INC CO G Y N
BCACU BISON CAP ACQUISITION CORP UNI S Y N
CACG LEGG MASON ETF INVT TR CLEARBR G Y N
CLNT CLEANTECH SOLUTIONS INTL INC C S Y N
CLSN CELSION CORP COM PAR NEW S Y N
DRYS DRYSHIPS INC COM STK NEW (MHL) S Y N
DSLV VELOCITYSHS 3X INVERSE SILVER G Y N
DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N
EMCF EMCLAIRE FINL CORP S Y N
KBLMU KBL MERGER CORP IV UNIT 1 COM S Y N
MBOT MICROBOT MED INC COM (ISR) S Y N
MNKD MANNKIND CORP G Y N
MOSY MOSYS INC COM STK NEW (DE) S Y N
RFEU FIRST TRUST ETF III RIVERFRONT G Y N
TLT ISHARES BARCLAYS 20+ YEAR TREA G Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N



OTC Threshold Securities as of Jun 29, 2017 Threshold Issue Data Information
Issue



06/29/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
06/29/2017 ABBY Abby, Inc Common Stock Other OTC Y N
06/29/2017 ADAD Adaiah Distribution, Inc. Common Stock Other OTC Y N
06/29/2017 BKRKY Bank Rakyat Indonesia Unsponsored ADR Rep Shs B (Indonesia) Other OTC N Y
06/29/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
06/29/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y
06/29/2017 CRARY Credit Agricole SA Unsponsored ADR (France) Other OTC N Y
06/29/2017 DNZOY Denso Corp Ltd Ord American Depositary Shares Other OTC N Y
06/29/2017 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
06/29/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y
06/29/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
06/29/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
06/29/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N
06/29/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
06/29/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
06/29/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
06/29/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
06/29/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y
06/29/2017 TMPS Tempus Applied Solutions Holdings, Inc. Common Stock Other OTC N Y
06/29/2017 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y