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fourkids_9pets

06/26/17 7:23 AM

#2230 RE: fourkids_9pets #2229

6.23.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Friday, June 23, 2017
Download
6/23/2017 11:00:24 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AAOI APPLIED OPTOELECTRONICS INC CO G Y N
BICK FIRST TRUST ISE BICK INDEX FUN G Y N
CLNT CLEANTECH SOLUTIONS INTL INC C S Y N
CLSN CELSION CORP COM PAR NEW S Y N
CNET CHINANET ONLINE HLDGS INC COM S Y N
DRWI DRAGONWAVE INC COM NEW (CDA) S Y N
DRYS DRYSHIPS INC COM STK NEW (MHL) S Y N
DSLV VELOCITYSHS 3X INVERSE SILVER G Y N
DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N
IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N
KBLMU KBL MERGER CORP IV UNIT 1 COM S Y N
MBOT MICROBOT MED INC COM (ISR) S Y N
MNKD MANNKIND CORP G Y N
MOSY MOSYS INC COM STK NEW (DE) S Y N
TCMD TACTILE SYS TECHNOLOGY INC COM G Y N
TLT ISHARES BARCLAYS 20+ YEAR TREA G Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N



OTC Threshold Securities as of Jun 23, 2017 Threshold Issue Data Information
Issue


06/23/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
06/23/2017 ABBY Abby, Inc Common Stock Other OTC Y N
06/23/2017 APNHY Aspen Pharmacare Holdings plc Unsponsored ADR (South Africa) Other OTC N Y
06/23/2017 AGRPY Barclays Africa Group Limited Sponsored ADR representing 2 Ordinary Shares New (South Africa) Other OTC N Y
06/23/2017 BNTGY Brenntag AG, Muehleim/Ruhr Unsponsored American Depository Receipt (Germany) Other OTC N Y
06/23/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
06/23/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y
06/23/2017 ELPVY Companhia Paranaense de Energia Cople Sponsored American Depositary Shares representing Common Shares (brazil) Other OTC N Y
06/23/2017 CRARY Credit Agricole SA Unsponsored ADR (France) Other OTC N Y
06/23/2017 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
06/23/2017 GUYFF Guyana Goldfields Inc New Ordinary Shares (Canada) Other OTC N Y
06/23/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y
06/23/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
06/23/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
06/23/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
06/23/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N
06/23/2017 MHGVY Marine Harvest ASA American Depositary Receipts - Sponsored Other OTC N Y
06/23/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
06/23/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
06/23/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
06/23/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
06/23/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y
06/23/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
06/23/2017 YAHOY Yahoo Japan Corp Unsponsored ADR (Japan) Other OTC N Y