Trade Date Download Link File Creation Timestamp Monday, June 19, 2017 Download 6/19/2017 11:00:18 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 CCCR CHINA COMMERCIAL CREDIT, INC S Y N CLNT CLEANTECH SOLUTIONS INTL INC C S Y N CLSNCELSION CORP COM PAR NEW S Y N CNET CHINANET ONLINE HLDGS INC COM S Y N DRWI DRAGONWAVE INC COM NEW (CDA) S Y N DRYSDRYSHIPS INC COM STK NEW (MHL) S Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N FAAR FIRST TRUST VII ALTERNATIVE AB G Y N FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N FPXI FIRST TR ETF II INTL IPO ETF ( G Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N IMMY IMPRIMIS PHARMACEUTICALS, INC. S Y N KBLMU KBL MERGER CORP IV UNIT 1 COM S Y N MNKDMANNKIND CORP G Y N SHIPW SEANERGY MARITIME HOLDINGS CO S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N TTPH TETRAPHASE PHARMACEUTICALS INC Q Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Jun 19, 2017 Threshold Issue Data Information Issue
06/19/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 06/19/2017 ABBY Abby, Inc Common Stock Other OTC Y N 06/19/2017 AGRPY Barclays Africa Group Limited Sponsored ADR representing 2 Ordinary Shares New (South Africa) Other OTC N Y 06/19/2017 BDVSY Bidvest Group Ltd Sponsored ADR New (South Africa) Other OTC N Y 06/19/2017 BNTGY Brenntag AG, Muehleim/Ruhr Unsponsored American Depository Receipt (Germany) Other OTC N Y 06/19/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 06/19/2017 ELPVY Companhia Paranaense de Energia Cople Sponsored American Depositary Shares representing Common Shares (brazil) Other OTC N Y 06/19/2017 ENCR Ener-Core, Inc Common Stock Other OTC Y N 06/19/2017 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y 06/19/2017 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y 06/19/2017 GUYFF Guyana Goldfields Inc New Ordinary Shares (Canada) Other OTC N Y 06/19/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 06/19/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 06/19/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 06/19/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 06/19/2017 MHGVY Marine Harvest ASA American Depositary Receipts - Sponsored Other OTC N Y 06/19/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 06/19/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 06/19/2017 PTRC Petro River Oil Corp Common Shares Other OTC Y N 06/19/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 06/19/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 06/19/2017 SFTBY Softbank Group American Depositary Receipts - Unsponsored Other OTC N Y 06/19/2017 SCTFF US Cobalt Inc Ordinary Shares Other OTC N Y 06/19/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y