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fourkids_9pets

06/02/17 10:40 AM

#2204 RE: fourkids_9pets #2202

6.1.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, June 01, 2017
Download
6/1/2017 11:00:20 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AEZS AETERNA ZENTARIS INC COM STK ( S Y N
BEBE BEBE STORES INC COM NEW S Y N
BIOC BIOCEPT INC COM NEW S Y N
BMLP BANK MONTREAL QUE BMO ELKHORN G Y N
BVXV BIONDVAX PHARMACEUTICALS LTD. S Y N
CLNT CLEANTECH SOLUTIONS INTL INC C S Y N
DRYS DRYSHIPS INC COM STK NEW (MHL) S Y N
DSLV VELOCITYSHS 3X INVERSE SILVER G Y N
FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N
FINX GLOBAL X FDS FINTECH ETF (DE) G Y N
IMMY IMPRIMIS PHARMACEUTICALS, INC. S Y N
MNKD MANNKIND CORP G Y N
MTBC MEDICAL TRANSCRIPTION BILLING S Y N
PGJ POWERSHARES GOLDEN DRAGON CHI G Y N
PULM PULMATRIX INC COM G Y N
RFDI FIRST TRUST ETF III RIVERFRONT G Y N
ROSG ROSETTA GENOMICS LTD ORD SHS N S Y N
SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N
UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N




OTC Threshold Securities as of Jun 1, 2017 Threshold Issue Data Information
Issue



06/01/2017 ABBY Abby, Inc Common Stock Other OTC Y N
06/01/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y
06/01/2017 BAFYY Balfour Beatty Plc Sponsored ADR (United Kingdom) Other OTC N Y
06/01/2017 BMWYY Bayerische Motoren Werke Ag Pf American Depositary Receipts - Sponsored (Germany) Other OTC N Y
06/01/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
06/01/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y
06/01/2017 CYLU Cyalume Technologies Holdings, Inc. Common Stock Other OTC Y N
06/01/2017 DOLV Dolat Ventures, Inc. Common Stock Other OTC Y N
06/01/2017 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
06/01/2017 FUPBY Fuchs Petrolub SE Unsponsored American Depository ReceiptRepresenting Preferenced Shares (Germany) Other OTC N Y
06/01/2017 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
06/01/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y
06/01/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
06/01/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
06/01/2017 JSTTY Just Eat PLC American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y
06/01/2017 KNDYF Kenadyr Mining Holdings Corp Ordinary Shares (Canada) Other OTC N Y
06/01/2017 LNGLY Liquefied Natural Gas Ltd American Depositary Shares (Sponsored) (Australia) Other OTC N Y
06/01/2017 MSRT Massroots, Inc. Common Stock Other OTC N Y
06/01/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
06/01/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
06/01/2017 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
06/01/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
06/01/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
06/01/2017 VLOWY Vallourec S.A. Sponsored ADR (France) Other OTC N Y
06/01/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
06/01/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y