Trade Date Download Link File Creation Timestamp Thursday, May 25, 2017 Download 5/25/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 APOP CELLECT BIOTECHNOLOGY LTD SPON S Y N BMLP BANK MONTREAL QUE BMO ELKHORN G Y N BVXV BIONDVAX PHARMACEUTICALS LTD. S Y N DRYSDRYSHIPS INC COM STK NEW (MHL) S Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N IBUY AMPLIFY ETF TR AMPLIFY ONLINE G Y N KRMA GLOBAL X FDS GLOBAL X CONSCIOU G Y N MNKDMANNKIND CORP G Y N OHGI ONE HORIZON GROUP, INC. COMMON S Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N ROSG ROSETTA GENOMICS LTD ORD SHS N S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SNSR GLOBAL X FDS INTERNET OF THING G Y N UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N VIGI VANGUARD WHITEHALL FDS INTL DI G Y N
OTC Threshold Securities as of May 25, 2017 Threshold Issue Data Information Issue
05/25/2017 ABBY Abby, Inc Common Stock Other OTC Y N 05/25/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y 05/25/2017 BAFYY Balfour Beatty Plc Sponsored ADR (United Kingdom) Other OTC N Y 05/25/2017 BXBLY Brambles Ltd Sponsored ADR (Australia) Other OTC N Y 05/25/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 05/25/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y 05/25/2017 EJPRY East Japan Railway Co Unsponsored ADR (Japan) Other OTC N Y 05/25/2017 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y 05/25/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y 05/25/2017 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y 05/25/2017 ECPCY Estacio Participacoes SA Sponsored ADR (Brazil) Other OTC N Y 05/25/2017 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y 05/25/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y 05/25/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y 05/25/2017 JSTTY Just Eat PLC American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y 05/25/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 05/25/2017 LNGLY Liquefied Natural Gas Ltd American Depositary Shares (Sponsored) (Australia) Other OTC N Y 05/25/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y 05/25/2017 MSRTMassroots, Inc. Common Stock Other OTC N Y 05/25/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 05/25/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 05/25/2017 SPRN SUPERNOVA ENERGY INC Common Stock Other OTC Y N 05/25/2017 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y 05/25/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 05/25/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 05/25/2017 VLOWY Vallourec S.A. Sponsored ADR (France) Other OTC N Y 05/25/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 05/25/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y