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fourkids_9pets

05/26/17 9:27 AM

#2196 RE: fourkids_9pets #2195

5.25.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, May 25, 2017
Download
5/25/2017 11:00:19 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
APOP CELLECT BIOTECHNOLOGY LTD SPON S Y N
BMLP BANK MONTREAL QUE BMO ELKHORN G Y N
BVXV BIONDVAX PHARMACEUTICALS LTD. S Y N
DRYS DRYSHIPS INC COM STK NEW (MHL) S Y N
DSLV VELOCITYSHS 3X INVERSE SILVER G Y N
FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N
IBUY AMPLIFY ETF TR AMPLIFY ONLINE G Y N
KRMA GLOBAL X FDS GLOBAL X CONSCIOU G Y N
MNKD MANNKIND CORP G Y N
OHGI ONE HORIZON GROUP, INC. COMMON S Y N
RFDI FIRST TRUST ETF III RIVERFRONT G Y N
ROSG ROSETTA GENOMICS LTD ORD SHS N S Y N
SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N
SNSR GLOBAL X FDS INTERNET OF THING G Y N
UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N
VIGI VANGUARD WHITEHALL FDS INTL DI G Y N



OTC Threshold Securities as of May 25, 2017 Threshold Issue Data Information
Issue


05/25/2017 ABBY Abby, Inc Common Stock Other OTC Y N
05/25/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y
05/25/2017 BAFYY Balfour Beatty Plc Sponsored ADR (United Kingdom) Other OTC N Y
05/25/2017 BXBLY Brambles Ltd Sponsored ADR (Australia) Other OTC N Y
05/25/2017 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
05/25/2017 KWFLF Cannabis Wheaton Income Corp Ordinary Shares Other OTC N Y
05/25/2017 EJPRY East Japan Railway Co Unsponsored ADR (Japan) Other OTC N Y
05/25/2017 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
05/25/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y
05/25/2017 EBKDY Erste Group Bank AG Sponsored ADR (Austria) Other OTC N Y
05/25/2017 ECPCY Estacio Participacoes SA Sponsored ADR (Brazil) Other OTC N Y
05/25/2017 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
05/25/2017 ILDBY Ireland Bank Governor & Co American Depositary Receipts - Unsponsored (Ireland) Other OTC N Y
05/25/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
05/25/2017 JSTTY Just Eat PLC American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y
05/25/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
05/25/2017 LNGLY Liquefied Natural Gas Ltd American Depositary Shares (Sponsored) (Australia) Other OTC N Y
05/25/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y
05/25/2017 MSRT Massroots, Inc. Common Stock Other OTC N Y
05/25/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
05/25/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
05/25/2017 SPRN SUPERNOVA ENERGY INC Common Stock Other OTC Y N
05/25/2017 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
05/25/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y
05/25/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
05/25/2017 VLOWY Vallourec S.A. Sponsored ADR (France) Other OTC N Y
05/25/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
05/25/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y