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El_Jefe42

05/12/17 11:30 AM

#50649 RE: MDuffy #50648

If they had, it would have shown up here, I believe ...

https://www.sec.gov/cgi-bin/browse-edgar?company=sigma+labs&owner=exclude&action=getcompany

Did Rockwell ever sell?

TedJ

05/12/17 12:19 PM

#50651 RE: MDuffy #50648

I assume you mean Rockville, not Rockwell.

Per the prospectus in Feb., Rockville held 218,750 shares or 6.94% of the 3,153,789 issued and outstanding shares.

Per the 10-K, there are now 4,570,199 issued and outstanding shares. So Rockville now only owns 4.8%, which is less than the 5% threshold that Sigma uses in reporting beneficial ownership. Rockville is no longer a beneficial holder that needs to report their holdings.

Pisd

05/12/17 12:56 PM

#50654 RE: MDuffy #50648

I have Rockville @ 2.4% of outstanding, 110,000 shares held as of Feb 3rd.

Hope that helps

Rockwell ever sell?