Trade Date Download Link File Creation Timestamp Tuesday, May 09, 2017 Download 5/9/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 APPS DIGITAL TURBINE INC COM NEW S Y N CBIO CATALYST BIOSCIENCES INC COM N S Y N CFBI COMMUNITY FIRST BANCSHARES INC S Y N CIZ VICTORY PORTFOLIOS II SHS DEV G Y N DGLD VELOCITYSHS 3X INVERSE GOLD ET G Y N FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N FCEF FIRST TR ETF VIII CEF INCOME O G Y N FONE FIRST TRUST NASDAQ CEA SMARTPH G Y N GLBS GLOBUS MARITIME LIMITED SHS NE S Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N IMNP IMMUNE PHARMACEUTICALS INC COM S Y N JSMD JANUS DETROIT STR TR SMALL/MID G Y N MTFB MOTIF BIO PLC SPONSORED ADR S Y N ONTX ONCONOVA THERAPEUTICS INC COM S Y N PVAC PENN VA CORP NEW COM STK (VA) Q Y N SOCLGLOBAL X SOCIAL MEDIA INDEX G Y N SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N YLCO GLOBAL X FDS YIELDCO INDEX ETF G Y N
OTC Threshold Securities as of May 9, 2017 Threshold Issue Data Information Issue
05/09/2017 ABBY Abby, Inc Common Stock Other OTC Y N 05/09/2017 AOXY Advanced Oxygen Technologies, Inc. Common Stock Other OTC Y N 05/09/2017 DPUKY Dominos Pizza UK and IRL Plc Unsponsored American Depository Receipt (United Kingdom) Other OTC N Y 05/09/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y 05/09/2017 ECPCY Estacio Participacoes SA Sponsored ADR (Brazil) Other OTC N Y 05/09/2017 GLFM GULFMARK OFFSHORE INC Common Stock Other OTC N Y 05/09/2017 GELYY Geely Automobile Holding Ltd Unsponsored ADR (Cayman Islands) Other OTC N Y 05/09/2017 GLDLF Goldmining Inc Common Shares Other OTC N Y 05/09/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 05/09/2017 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y 05/09/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y 05/09/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 05/09/2017 LOGG Lifelogger Technologies Corp. Common Stock Other OTC Y N 05/09/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y 05/09/2017 MSRTMassroots, Inc. Common Stock Other OTC N Y 05/09/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 05/09/2017 OPRX OptimizeRx Corporation Common Stock Other OTC Y N 05/09/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 05/09/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y 05/09/2017 RKUNY Rakuten Inc Sponsored ADR (Japan) Other OTC N Y 05/09/2017 SBGSY Schneider Electric SE Unsponsored ADR (France) Other OTC N Y 05/09/2017 SCTFF Scientific Metals Corp. Ordinary Shares Other OTC N Y 05/09/2017 SKHSY Sekisui House Ltd American Depositary Shares Other OTC N Y 05/09/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 05/09/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 05/09/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y 05/09/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 05/09/2017 UOVEY United Overseas Bk Singapore American Depositary Shares Other OTC N Y 05/09/2017 VNRFY Vienna Insurance Group, Sponsored ADR (Austria) Other OTC N Y 05/09/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 05/09/2017 ZPAS Zoompass Holdings, Inc. Common Stock Other OTC N Y 05/09/2017 ESYJY easyJet PLC Sponsored ADR (United Kingdom) Other OTC N Y