Replies to post #72530 on Lehman Brothers Financial SA (LEHNQ)

[mates]

2. Brief description of Debtor’s business:
The Debtor is a financial services company which, together with its direct and
indirect subsidiaries, is the fourth largest investment bank in the United States, serving the
financial needs of corporations, governments and municipalities, institutional clients and high net
worth individuals worldwide with business activities organized in three segments: Capital
Markets, Investment Banking, and Investment Management.
3. List the names of any person who directly or indirectly owns, controls, or holds, with power
to vote, 5% or more of the voting securities of Debtor:
Beneficial Owner Percentage of Outstanding
Common Stock

(1) AXA and related parties 7.25
(2) ClearBridge Advisors, LLC and related parties 6.33
(3) FMR LLC and related parties 5.87