Replies to post #295792 on Avid Bioservices Inc (CDMO)

[biopharm]

Goldman Sachs certainly involved swg_tdr, I was asked what other documents there may be to tie them to Goldman Sachs and here is one

Introducing Arrangements
This firm does refer or introduce customers to other brokers and dealers.
Name: ABN AMRO CLEARING CHICAGO LLC
Business Address: 175 WEST JACKSON
SUITE 400
CHICAGO, IL 60604
CRD #: 14020
Effective Date: 09/01/2011
Description: ABN AMRO CLEARING CHICAGO WILL CLEAR THE ACCOUNTS OF DART
EXECUTIONS, LLC. ABN AMRO CLEARING CHICAGO SAFEGUARDS AND
MAINTAINS THE ACCOUNTS, FUNDS AND SECURITIES OF DART'S
CLIENTS.
Name: GOLDMAN SACHS & CO. LLC
Business Address: 440 S. LASALLE ST #400
CHICAGO, IL 60605
CRD #: 361
Effective Date: 01/21/2010
Description: DART EXECUTIONS, LLC ACTS AS INTRODUCING BROKER, AND GSCO
SAFEGUARDS AND MAINTAINS THE ACCOUNTS, FUNDS AND
SECURITIES OF DART'S CLIENTS ON A FULLY DISCLOSED BASIS.

Firm_140802.pdf

At the bottom....click details for disclosures and it will get you to the PDF

https://brokercheck.finra.org/firm/summary/140802#disclosuresSection

[swg_tdr]

GoldmanSachs, anybody? Ronin should formulate a spin-off

for Exosome

;-)

best,