Trade Date Download Link File Creation Timestamp Monday, April 17, 2017 Download 4/17/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AIA ISHARES S&P ASIA 50 ETF G Y N ASPS ALTISOURCE PORTFOLIO SOLUTIONS Q Y N CBIO CATALYST BIOSCIENCES INC COM N S Y N CNCR ETF SER SOLUTIONS LONCAR CANCE G Y N COOL POLARITYTE INC COM (DE) S Y N CTSO CYTOSORBENTS CORP COM STK (NV) S Y N DCIX DIANA CONTAINERSHIPS INC SHS N Q Y N DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N DUSA DAVIS FUNDAMENTAL ETF TR SELE G Y N FDT FIRST TRUST DEVELOPED MARKETS G Y N FMB FIRST TR EXCHANGE-TRADED FD II G Y N FSZ FIRST TRUST SWITZERLAND ALPHAD G Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N LMRKP LANDMARK INFRASTRUCTURE PARTNE G Y N MCEF FIRST TR ETF VIII MUNICIPAL CE G Y N MESO MESOBLAST LIMITED SPONSORED AD Q Y N NXTD NXT-ID INC COM NEW S Y N PUI POWERSHARES DWA UTILITIES MOME G Y N RFDI FIRST TRUST ETF III RIVERFRONT G Y N SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N SSH SUNSHINE HEART INC COMMON STO S Y N TNXP TONIX PHARMACEUTICALS HLDG COR G Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N XTLB XTL BIOPHARMACEUTICALS LTD. AM S Y N
OTC Threshold Securities as of Apr 17, 2017 Threshold Issue Data Information Issue
04/17/2017 AMFE Amfil Technologies Inc. Common Stock Other OTC Y N 04/17/2017 BLTO Bingo Nation, Inc. Common Stock Other OTC N Y 04/17/2017 GIGLGiggles N' Hugs Inc. Common Stock Other OTC Y N 04/17/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 04/17/2017 ISDAY Israel Discount Bank Ltd Unsponsored ADR representing Class A Shares (Israel) Other OTC N Y 04/17/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y 04/17/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 04/17/2017 MSLOY Mitsui Osk Lines Ltd Unsponsored ADR (Japan) Other OTC N Y 04/17/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 04/17/2017 NCMGY Newcrest Mining Ltd Sponsored American Depositary Shares Other OTC N Y 04/17/2017 OSIR OSIRIS THERAPEUTICS INC NEW Common Stock Other OTC N Y 04/17/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 04/17/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y 04/17/2017 PPCLY PPC Limited American Depositary Receipts - Sponsored Other OTC N Y 04/17/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y 04/17/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 04/17/2017 SHZNY Shenzhen Express Co Ltd H Shs Unsponsored ADR (China) Other OTC N Y 04/17/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 04/17/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y