Trade Date Download Link File Creation Timestamp Friday, March 17, 2017 Download 3/17/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 ASPS ALTISOURCE PORTFOLIO SOLUTIONS Q Y N BIOC BIOCEPT INC COM NEW S Y N BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N CIZ VICTORY PORTFOLIOS II SHS DEV G Y N CSB VICTORY PORTF II SHS US SMALL G Y N DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N DGRE WISDOMTREE TR EMERGING MKTS QU G Y N DRAMDATARAM CORP COM PAR $ NEW 201 S Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N DUSA DAVIS FUNDAMENTAL ETF TR SELE G Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N ETRM ENTEROMEDICS INC COM PAR $.01 S Y N EYEG EYEGATE PHARMACEUTICALS INC CO S Y N FALN ISHARES TR FALLEN ANGELS USD B G Y N FGM FIRST TRUST GERMANY ALPHADEX F G Y N FMB FIRST TR EXCHANGE-TRADED FD II G Y N FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N JAGX JAGUAR ANIMAL HEALTH INC COM S Y N LPTH LIGHTPATH TECHNOLOGIES INC S Y N LVHD LEGG MASON ETF INVT TR LOW VOL G Y N MYOS MYOS RENS TECHNOLOGY INC COM S S Y N PTX PERNIX THERAPEUTICS HOLDINGS I G Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N RNVARENNOVA HEALTH INC NEW COM (DE S Y N SINO SINO-GLOBAL SHIPPING AMERICA.L S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SOCLGLOBAL X SOCIAL MEDIA INDEX G Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N URRE URANIUM RES INC COM STK (DE) S Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Mar 17, 2017 Threshold Issue Data Information Issue
03/17/2017 TGOPY 3i Group Plc Unsponsored ADR (UK) Other OTC N Y 03/17/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y 03/17/2017 ARNGF Argonaut Gold Inc Ordinary Shares (Canada) Other OTC N Y 03/17/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y 03/17/2017 EMMD Emedia Group Inc Common Stock Other OTC N Y 03/17/2017 ENDV Endonovo Therapeutics, Inc. Common Stock Other OTC Y N 03/17/2017 GIGL Giggles N' Hugs Inc. Common Stock Other OTC Y N 03/17/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 03/17/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 03/17/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y 03/17/2017 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y 03/17/2017 NXXGF Nexus Gold Corp Ordinary Shares (Canada) Other OTC N Y 03/17/2017 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y 03/17/2017 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N 03/17/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y 03/17/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 03/17/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y 03/17/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 03/17/2017 RYCEY Rolls Royce Holdings plc Sponsored American Depositary Shares Other OTC N Y 03/17/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 03/17/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 03/17/2017 TKTDY Takata Corp, Tokyo Unsponsored ADR (Japan) Other OTC N Y 03/17/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 03/17/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y 03/17/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y