Trade Date Download Link File Creation Timestamp Monday, March 13, 2017 Download 3/13/2017 11:00:19 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 BIOC BIOCEPT INC COM NEW S Y N BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N CARZ FIRST TR NASDAQ GLOBAL AUTO G Y N CSB VICTORY PORTF II SHS US SMALL G Y N DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N DGRE WISDOMTREE TR EMERGING MKTS QU G Y N DRAMDATARAM CORP COM PAR $ NEW 201 S Y N DRYSDRYSHIPS INC COM STK (MHL) S Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N DUSA DAVIS FUNDAMENTAL ETF TR SELE G Y N DWAS POWERSHARES ETF TRII DWA SMALL G Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N ETRM ENTEROMEDICS INC COM PAR $.01 S Y N EYEG EYEGATE PHARMACEUTICALS INC CO S Y N FCVT FIRST TR EXCHANGE TRADED FD IV G Y N FGM FIRST TRUST GERMANY ALPHADEX F G Y N FLN FIRST TRUST LATIN AMERICA ALPH G Y N FMB FIRST TR EXCHANGE-TRADED FD II G Y N FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N LPTH LIGHTPATH TECHNOLOGIES INC S Y N MYOS MYOS RENS TECHNOLOGY INC COM S S Y N PSIX POWER SOLUTIONS INTERNATIONAL, S Y N PTX PERNIX THERAPEUTICS HOLDINGS I G Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N RNVA RENNOVA HEALTH INC NEW COM (DE S Y N SGLB SIGMA LABS INC S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N URRE URANIUM RES INC COM STK (DE) S Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Mar 13, 2017 Threshold Issue Data Information Issue
03/13/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 03/13/2017 ABWN Airborne Wireless Network Common Stock Other OTC N Y 03/13/2017 AZFL Amazonas Florestal Ltd Common Stock Other OTC N Y 03/13/2017 ARNGF Argonaut Gold Inc Ordinary Shares (Canada) Other OTC N Y 03/13/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y 03/13/2017 BXBLY Brambles Ltd Sponsored ADR (Australia) Other OTC N Y 03/13/2017 CRRVF CVR Med Corp Ordinary Shares (Canada) Other OTC N Y 03/13/2017 EONGY E.ON SE Sponsored ADR (Germany) Other OTC N Y 03/13/2017 FTMDF Fortune Minerals Ltd Ordinary Shares Other OTC N Y 03/13/2017 GIGL Giggles N' Hugs Inc. Common Stock Other OTC Y N 03/13/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 03/13/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y 03/13/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 03/13/2017 MGTI MGT CAP INVTS INC Common Stock Other OTC N Y 03/13/2017 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y 03/13/2017 MNTR Mentor Capital, Inc. Common Stock Other OTC N Y 03/13/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 03/13/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y 03/13/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N 03/13/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 03/13/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 03/13/2017 SMGZY Smiths Group Plc Sponsored ADR (UK) Other OTC N Y 03/13/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y 03/13/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y 03/13/2017 TKTDY Takata Corp, Tokyo Unsponsored ADR (Japan) Other OTC N Y 03/13/2017 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y 03/13/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y 03/13/2017 WMMVY Wal-mart de Mexico S A B de C V Sponsored ADR representing Series V Shares (Mexico) Other OTC N Y 03/13/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y