Trade Date Download Link File Creation Timestamp Thursday, March 02, 2017 Download 3/2/2017 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 ALTY GLOBAL X FDS SUPERDIVIDEND ALT G Y N APOP CELLECT BIOTECHNOLOGY LTD SPON S Y N BIOC BIOCEPT INC COM NEW S Y N BIS PROSHARES TR ULTRASHORT NASDAQ G Y N BNTC BENITEC BIOPHARMA LT (AUSTRALI S Y N CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N DGRE WISDOMTREE TR EMERGING MKTS QU G Y N DRAM DATARAM CORP COM PAR $ NEW 201 S Y N DRYSDRYSHIPS INC COM STK (MHL) S Y N DSLV VELOCITYSHS 3X INVERSE SILVER G Y N DUSA DAVIS FUNDAMENTAL ETF TR SELE G Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N ESEA EUROSEAS LTD SHS (MHL) S Y N EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N EWZS ISHARES MSCI BRAZIL SMALL CAP G Y N FDT FIRST TRUST DEVELOPED MARKETS G Y N FGM FIRST TRUST GERMANY ALPHADEX F G Y N FLN FIRST TRUST LATIN AMERICA ALPH G Y N FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N ONEQ FIDELITY NASDAQ COMPOSITE INDE G Y N PSIX POWER SOLUTIONS INTERNATIONAL, S Y N PULM PULMATRIX INC COM G Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N ROBO ROBO GLOBAL ROBOTICS AND AUTOM G Y N SGLB SIGMA LABS INC S Y N SGLBW SIGMA LABS INC (NV) S Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SNSR GLOBAL X FDSINTERNET OF THINGS G Y N SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N URRE URANIUM RES INC COM STK (DE) S Y N VIGI VANGUARD WHITEHALL FDS INTL DI G Y N VIIX CREDIT SUISSE NASSAU BRH VS VI G Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Mar 2, 2017 Threshold Issue Data Information Issue
03/02/2017 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y 03/02/2017 AZFL Amazonas Florestal Ltd Common Stock Other OTC N Y 03/02/2017 ARNGF Argonaut Gold Inc Ordinary Shares (Canada) Other OTC N Y 03/02/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y 03/02/2017 BXBLY Brambles Ltd Sponsored ADR (Australia) Other OTC N Y 03/02/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y 03/02/2017 EONGY E.ON SE Sponsored ADR (Germany) Other OTC N Y 03/02/2017 FTMDF Fortune Minerals Ltd Ordinary Shares Other OTC N Y 03/02/2017 HNNMY Hennes & Mauritz AB Unsponsored ADR (Sweden) Other OTC N Y 03/02/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 03/02/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y 03/02/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y 03/02/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 03/02/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y 03/02/2017 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y 03/02/2017 MNTR Mentor Capital, Inc. Common Stock Other OTC N Y 03/02/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y 03/02/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 03/02/2017 PTOTF Patriot One Technologies Inc. Ordinary Shares (Canada) Other OTC N Y 03/02/2017 REPCF RepliCel Life Sciences Inc. Common Shares Other OTC Y N 03/02/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 03/02/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y 03/02/2017 STBMY St. Barbara Ltd Sponsored ADR (Australia) Other OTC N Y 03/02/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y 03/02/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y 03/02/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 03/02/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y 03/02/2017 ZURVY Zurich Insurance Group Limited Sponsored American Depositary Shares Other OTC N Y