monkeyfrog--Just caught your reply
I am aware of the regs. I went through all of them with NDOL. IMO, and 8K should have been filed already with a minimum of the terms of the RM. That is required--agreed. The fins can, but do not have to be included with the 8K.
Since there was not an 8k filed, I am thinking that they may have gotten SEC permission to secure auditing firms before any filings were released. That's just my opinion though.
Another thought is the share issues and alledged negative float for delayed filings, but that's just a guess.