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fourkids_9pets

02/22/17 6:46 PM

#2091 RE: fourkids_9pets #2090

2.21.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Tuesday, February 21, 2017
Download
2/21/2017 11:00:20 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AIRR FIRST TR VI RBA AMERN INDL REN G Y N
APOP CELLECT BIOTECHNOLOGY LTD SPON S Y N
APRI APRICUS BIOSCIENCES, INC COM N S Y N
BIS PROSHARES TR ULTRASHORT NASDAQ G Y N
BNTC BENITEC BIOPHARMA LT (AUSTRALI S Y N
BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N
BSPM BIOSTAR PHARMACEUTICALS INC CO S Y N
CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N
DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N
DRAM DATARAM CORP COM PAR $ NEW 201 S Y N
DRYS DRYSHIPS INC COM STK (MHL) S Y N
DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N
EGLT EGALET CORP COM STK (DE) G Y N
ESEA EUROSEAS LTD SHS (MHL) S Y N
EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N
FAD FIRST TR MULTI CAP GROWTH ALPH G Y N
FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N
FLN FIRST TRUST LATIN AMERICA ALPH G Y N
FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N
FSZ FIRST TRUST SWITZERLAND ALPHAD G Y N
FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N
GLBS GLOBUS MARITIME LIMITED SHS NE S Y N
MDGS MEDIGUS LTD SPONSORED ADR S Y N
NAKD NAKED BRAND GROUP INC COM NEW S Y N
NOVN NOVAN INC COM G Y N
ONEQ FIDELITY NASDAQ COMPOSITE INDE G Y N
PSIX POWER SOLUTIONS INTERNATIONAL, S Y N
PULM PULMATRIX INC COM G Y N
RDVY FIRST TRUST RISING DIVIDEND AC G Y N
ROBO ROBO GLOBAL ROBOTICS AND AUTOM G Y N
SHLD SEARS HOLDINGS CORP Q Y N
SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N
SNSR GLOBAL X FDSINTERNET OF THINGS G Y N
SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N
TELL TELLURIAN INC NEW COM STK (DE) S Y N
TOPS TOP SHIPS INC COM STK NEW 2016 S Y N
URRE URANIUM RES INC COM STK (DE) S Y N
VYMI VANGUARD WHITEHALL FDS INTL HI G Y N
XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N



OTC Threshold Securities as of Feb 21, 2017 Threshold Issue Data Information
Issue


02/21/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
02/21/2017 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y
02/21/2017 AZFL Amazonas Florestal Ltd Common Stock Other OTC N Y
02/21/2017 ARNGF Argonaut Gold Inc Ordinary Shares (Canada) Other OTC N Y
02/21/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y
02/21/2017 CJJY C&J Energy Svcs Inc New Other OTC N Y
02/21/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y
02/21/2017 EONGY E.ON SE Sponsored ADR (Germany) Other OTC N Y
02/21/2017 ESLOY Essilor International SA ADR (France) Other OTC N Y
02/21/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
02/21/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y
02/21/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
02/21/2017 KSHB KUSH BOTTLES INC Common Stock Other OTC N Y
02/21/2017 LGCUF Luna Gold Corp. Common Shares Other OTC N Y
02/21/2017 MIDLF Midland Expl Inc Common shares (Canada) Other OTC N Y
02/21/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
02/21/2017 NXXGF Nexus Gold Corp Ordinary Shares (Canada) Other OTC N Y
02/21/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
02/21/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
02/21/2017 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y
02/21/2017 PRRE Praetorian Property, Inc. Common Stock Other OTC N Y
02/21/2017 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
02/21/2017 RDMKF R D M Corp Ordinary Shares Other OTC N Y
02/21/2017 RGLXY RTL Group Sa Luxembourg Unsponsored ADR (Luxembourg) Other OTC N Y
02/21/2017 RTOKY Rentokil Initial Plc (Fgn) American Depositary Shares Other OTC N Y
02/21/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y
02/21/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
02/21/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
02/21/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
02/21/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y
02/21/2017 TOELY Tokyo Electron Ltd Unsponsored ADR (Japan) Other OTC N Y
02/21/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y
02/21/2017 WFGPY Westfield Corporation Sponsored ADR representing Stapled Securities of Westfield Holdings Ltd/Westfield Trust/Westfield America Trust doing business collectively as Westfield Corporation Other OTC N Y
02/21/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
02/21/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
02/21/2017 ZURVY Zurich Insurance Group Limited Sponsored American Depositary Shares Other OTC N Y