Trade Date Download Link File Creation Timestamp Tuesday, February 21, 2017 Download 2/21/2017 11:00:20 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AIRR FIRST TR VI RBA AMERN INDL REN G Y N APOP CELLECT BIOTECHNOLOGY LTD SPON S Y N APRI APRICUS BIOSCIENCES, INC COM N S Y N BIS PROSHARES TR ULTRASHORT NASDAQ G Y N BNTC BENITEC BIOPHARMA LT (AUSTRALI S Y N BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N BSPMBIOSTAR PHARMACEUTICALS INC CO S Y N CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N DRAM DATARAM CORP COM PAR $ NEW 201 S Y N DRYSDRYSHIPS INC COM STK (MHL) S Y N DWLD DAVIS FUNDAMENTAL ETF TR SELE G Y N EGLT EGALET CORP COM STK (DE) G Y N ESEA EUROSEAS LTD SHS (MHL) S Y N EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N FAD FIRST TR MULTI CAP GROWTH ALPH G Y N FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N FLN FIRST TRUST LATIN AMERICA ALPH G Y N FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N FSZ FIRST TRUST SWITZERLAND ALPHAD G Y N FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N GLBS GLOBUS MARITIME LIMITED SHS NE S Y N MDGS MEDIGUS LTD SPONSORED ADR S Y N NAKD NAKED BRAND GROUP INC COM NEW S Y N NOVN NOVAN INC COM G Y N ONEQ FIDELITY NASDAQ COMPOSITE INDE G Y N PSIX POWER SOLUTIONS INTERNATIONAL, S Y N PULM PULMATRIX INC COM G Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N ROBO ROBO GLOBAL ROBOTICS AND AUTOM G Y N SHLD SEARS HOLDINGS CORP Q Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SNSR GLOBAL X FDSINTERNET OF THINGS G Y N SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N TELL TELLURIAN INC NEW COM STK (DE) S Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N URRE URANIUM RES INC COM STK (DE) S Y N VYMI VANGUARD WHITEHALL FDS INTL HI G Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Feb 21, 2017 Threshold Issue Data Information Issue
02/21/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 02/21/2017 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y 02/21/2017 AZFL Amazonas Florestal Ltd Common Stock Other OTC N Y 02/21/2017 ARNGF Argonaut Gold Inc Ordinary Shares (Canada) Other OTC N Y 02/21/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y 02/21/2017 CJJY C&J Energy Svcs Inc New Other OTC N Y 02/21/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y 02/21/2017 EONGY E.ON SE Sponsored ADR (Germany) Other OTC N Y 02/21/2017 ESLOY Essilor International SA ADR (France) Other OTC N Y 02/21/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 02/21/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y 02/21/2017 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y 02/21/2017 KSHB KUSH BOTTLES INC Common Stock Other OTC N Y 02/21/2017 LGCUF Luna Gold Corp. Common Shares Other OTC N Y 02/21/2017 MIDLF Midland Expl Inc Common shares (Canada) Other OTC N Y 02/21/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 02/21/2017 NXXGF Nexus Gold Corp Ordinary Shares (Canada) Other OTC N Y 02/21/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y 02/21/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y 02/21/2017 PPERY PT Bank Mandiri Persero TBK Unsponsored ADR (Indonesia) Other OTC N Y 02/21/2017 PRRE Praetorian Property, Inc. Common Stock Other OTC N Y 02/21/2017 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y 02/21/2017 RDMKF R D M Corp Ordinary Shares Other OTC N Y 02/21/2017 RGLXY RTL Group Sa Luxembourg Unsponsored ADR (Luxembourg) Other OTC N Y 02/21/2017 RTOKY Rentokil Initial Plc (Fgn) American Depositary Shares Other OTC N Y 02/21/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 02/21/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 02/21/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y 02/21/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 02/21/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y 02/21/2017 TOELY Tokyo Electron Ltd Unsponsored ADR (Japan) Other OTC N Y 02/21/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y 02/21/2017 WFGPY Westfield Corporation Sponsored ADR representing Stapled Securities of Westfield Holdings Ltd/Westfield Trust/Westfield America Trust doing business collectively as Westfield Corporation Other OTC N Y 02/21/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 02/21/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y 02/21/2017 ZURVY Zurich Insurance Group Limited Sponsored American Depositary Shares Other OTC N Y