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fourkids_9pets

02/14/17 9:50 AM

#2085 RE: fourkids_9pets #2083

2.13.17 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, February 13, 2017
Download
2/13/2017 11:00:21 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AIRR FIRST TR VI RBA AMERN INDL REN G Y N
BIS PROSHARES TR ULTRASHORT NASDAQ G Y N
BNTC BENITEC BIOPHARMA LT (AUSTRALI S Y N
BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N
BSPM BIOSTAR PHARMACEUTICALS INC CO S Y N
CATH GLOBAL X FDS GLOBAL X S&P 500 G Y N
CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N
DFNL DAVIS FUNDAMENTAL ETF TR SELE G Y N
DRAM DATARAM CORP COM PAR $ NEW 201 S Y N
DRYS DRYSHIPS INC COM STK (MHL) S Y N
ENZL ISHARES TR MSCI NEW ZEALAND CA G Y N
EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N
FAD FIRST TR MULTI CAP GROWTH ALPH G Y N
FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N
FDT FIRST TRUST DEVELOPED MARKETS G Y N
FEMB FIRST TR ETF EMERGING MARKETS G Y N
FGM FIRST TRUST GERMANY ALPHADEX F G Y N
FLN FIRST TRUST LATIN AMERICA ALPH G Y N
FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N
FSZ FIRST TRUST SWITZERLAND ALPHAD G Y N
FTXO FIRST TR ETF VI NASDAQ BK ETF G Y N
GEVO GEVO INC COM PAR $.01 S Y N
GLBS GLOBUS MARITIME LIMITED SHS NE S Y N
HYZD WISDOMTREE TR INTEREST RATE HE G Y N
KBWR POWERSHARES KBW REGL BK PORT G Y N
NAKD NAKED BRAND GROUP INC COM NEW S Y N
NOVN NOVAN INC COM G Y N
OCRX OCERA THERAPEUTICS INC COM STK G Y N
OSN OSSEN INNOVATION CO LTD SPONSO S Y N
PULM PULMATRIX INC COM G Y N
RDVY FIRST TRUST RISING DIVIDEND AC G Y N
RFDI FIRST TRUST ETF III RIVERFRONT G Y N
RGSE REAL GOODS SOLAR INC CL A NEW S Y N
ROBO ROBO GLOBAL ROBOTICS AND AUTOM G Y N
SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N
SOCL GLOBAL X SOCIAL MEDIA INDEX G Y N
SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N
TELL TELLURIAN INC NEW COM STK (DE) S Y N
URRE URANIUM RES INC COM STK (DE) S Y N
VIGI VANGUARD WHITEHALL FDS INTL DI G Y N
XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
ZBIO PROSHARES TR ULTRAPRO SHORT NA G Y N



OTC Threshold Securities as of Feb 13, 2017 Threshold Issue Data Information
Issue


02/13/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y
02/13/2017 ANIOY Acerinox SA Unsponsored ADR (Spain) Other OTC N Y
02/13/2017 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y
02/13/2017 AZFL Amazonas Florestal Ltd Common Stock Other OTC N Y
02/13/2017 APNHY Aspen Pharmacare Holdings plc Unsponsored ADR (South Africa) Other OTC N Y
02/13/2017 BKHYY Bank Hapoalim BM Sponsored ADR (Israel) Other OTC N Y
02/13/2017 CJJY C&J Energy Svcs Inc New Other OTC N Y
02/13/2017 CURM CUR Media, Inc. Common Stock Other OTC Y N
02/13/2017 BLOZF Cannabix Technologies Inc. Ordinary Shares (Canada) Other OTC N Y
02/13/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y
02/13/2017 EONGY E.ON SE Sponsored ADR (Germany) Other OTC N Y
02/13/2017 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y
02/13/2017 ENLAY Enel Societa Per Azioni Unsponsored ADR (Italy) Other OTC N Y
02/13/2017 GVDNY Givaudan SA Unsponsored ADR (Switzerland) Other OTC N Y
02/13/2017 GBOOY Grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (Mexico) Other OTC N Y
02/13/2017 ICLD INTERCLOUD SYS INC Common Stock Other OTC N Y
02/13/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
02/13/2017 IHLDY Imperial Holdings Limited Sponsored ADR NEW (South Africa) Other OTC N Y
02/13/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y
02/13/2017 JENGF Just Energy Group Inc. Cum Red Perp Pfd Series A (Canada) Other OTC N Y
02/13/2017 KROTY Kroton Educacional SA, Brazil Sponsored ADR (Brazil) Other OTC N Y
02/13/2017 LNSTY LONDON STK EXCHANGE GROUP American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y
02/13/2017 LEMIF Leading Edge Materials Corp. Common Shares Other OTC N Y
02/13/2017 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
02/13/2017 MIDLF Midland Expl Inc Common shares (Canada) Other OTC N Y
02/13/2017 MRAAY Murata Manufacturing Co Ltd Unsponsored ADR (Japan) Other OTC N Y
02/13/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
02/13/2017 NVGT Novagant Corp. Common Stock Other OTC Y N
02/13/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
02/13/2017 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
02/13/2017 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
02/13/2017 PSCR Proto Script Pharmaceutical Corp. Common Stock Other OTC Y N
02/13/2017 RTOKY Rentokil Initial Plc (Fgn) American Depositary Shares Other OTC N Y
02/13/2017 RMHB Rocky Mountain High Brands, Inc. Common Stock Other OTC N Y
02/13/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y
02/13/2017 SLSDF Select Sands Corp. Common Shares Other OTC N Y
02/13/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
02/13/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y
02/13/2017 SRGZ Star Gold Corp. Common Stock Other OTC Y N
02/13/2017 TLSNY Telia Company AB American Depositary Receipts - Unsponsored Other OTC N Y
02/13/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y
02/13/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y
02/13/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
02/13/2017 ZURVY Zurich Insurance Group Limited Sponsored American Depositary Shares Other OTC N Y