Trade Date Download Link File Creation Timestamp Wednesday, February 01, 2017 Download 2/1/2017 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210 AIRR FIRST TR VI RBA AMERN INDL REN G Y N BOTZ GLOBAL X FDSROBOTICS & ARTIFIC G Y N BSPMBIOSTAR PHARMACEUTICALS INC CO S Y N CATH GLOBAL X FDS GLOBAL X S&P 500 G Y N CDL VICTORY PORTF II SHS US LRG CA G Y N CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N DWAC ELKHORN ETF TR COMMODITY ROTAT G Y N ETRM ENTEROMEDICS INC COM PAR $.01 S Y N EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N FDIV FIRST TRUST STRATEGIC INCOME G Y N FDT FIRST TRUST DEVELOPED MARKETS G Y N FLN FIRST TRUST LATIN AMERICA ALPH G Y N FNCX FUNCTIONX INC NEW COM PAR$.001 S Y N FNK FIRST TRUST MID CAP VALUE ALPH G Y N GEVOGEVO INC COM PAR $.01 S Y N GLBS GLOBUS MARITIME LIMITED SHS NE S Y N NAKD NAKED BRAND GROUP INC COM NEW S Y N PIZ POWERSHARES DWA DEV MKTS MOMEN G Y N PYZ POWERSHARES DWA BASIC MATEIALS G Y N RDVY FIRST TRUST RISING DIVIDEND AC G Y N RGSEREAL GOODS SOLAR INC CL A NEW S Y N ROBO ROBO GLOBAL ROBOTICS AND AUTOM G Y N SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N SNSR GLOBAL X FDSINTERNET OF THINGS G Y N SOCLGLOBAL X SOCIAL MEDIA INDEX G Y N URRE URANIUM RES INC COM STK (DE) S Y N VIIX CREDIT SUISSE NASSAU BRH VS VI G Y N VTWO VANGUARD RUSSELL 2000 ETF G Y N XGTI XG TECHNOLOGY INC COM PAR $.00 S Y N
OTC Threshold Securities as of Feb 1, 2017 Threshold Issue Data Information Issue
02/01/2017 ACSAY ACS Actividades De Construccion Y Servicios SA Unsponsored ADR (Spain) Other OTC N Y 02/01/2017 AKBTY Akbank Turk Anonim Sirketi ADR (Turkey) Other OTC N Y 02/01/2017 APNHY Aspen Pharmacare Holdings plc Unsponsored ADR (South Africa) Other OTC N Y 02/01/2017 BBSEY BB Seguridade Participacoes SA Sponsored ADR (Brazil) Other OTC N Y 02/01/2017 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y 02/01/2017 CJJY C&J Energy Svcs Inc New Other OTC N Y 02/01/2017 CURM CUR Media, Inc. Common Stock Other OTC Y N 02/01/2017 BLOZF Cannabix Technologies Inc. Ordinary Shares (Canada) Other OTC N Y 02/01/2017 CRRFY Carrefour S A (F) Sponsored ADR (France) Other OTC N Y 02/01/2017 CMPGY Compass Group Plc American Depositary Shares Other OTC N Y 02/01/2017 DBOEY Deutsche Boerse Ag Unsponsored ADR (Germany) Other OTC N Y 02/01/2017 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y 02/01/2017 ECIG Electronic Cigarettes International Group, LTD Common Stock Other OTC Y N 02/01/2017 GTOMY Gemalto NV Sponsored ADR (Netherlands) Other OTC N Y 02/01/2017 GVDNY Givaudan SA Unsponsored ADR (Switzerland) Other OTC N Y 02/01/2017 GBOOY Grupo Financiero Banorte, S.A.B. De C.V Sponsored ADR (Mexico) Other OTC N Y 02/01/2017 HCBP Harvest Community Bank (Pennsville Township, NJ) Common Stock Other OTC Y N 02/01/2017 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 02/01/2017 JSAIY J Sainsbury Plc Sponsored ADR NEW (UK) Other OTC N Y 02/01/2017 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y 02/01/2017 LNSTY LONDON STK EXCHANGE GROUP American Depositary Receipts - Unsponsored (United Kingdom) Other OTC N Y 02/01/2017 LEMIF Leading Edge Materials Corp. Common Shares Other OTC N Y 02/01/2017 LXRP Lexaria Bioscience Corp. Common Stock Other OTC Y N 02/01/2017 LZRFY Localiza Rent A Car Sa Sponsored ADR (Brazil) Other OTC N Y 02/01/2017 MSRT Massroots, Inc. Common Stock Other OTC N Y 02/01/2017 MSLOY Mitsui Osk Lines Ltd Unsponsored ADR (Japan) Other OTC N Y 02/01/2017 NPKLY Nampak Ltd Sponsored ADR New (South Africa) Other OTC N Y 02/01/2017 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y 02/01/2017 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y 02/01/2017 LUKOY PJSC Lukoil American Depositary Receipts - Sponsored Other OTC N Y 02/01/2017 PTCO PetroGas Company Common Stock Other OTC N Y 02/01/2017 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y 02/01/2017 PSCR Proto Script Pharmaceutical Corp. Common Stock Other OTC Y N 02/01/2017 RJETQ Republic Airways Holdings Inc Common Stock Other OTC N Y 02/01/2017 SGSOY SGS SA ADR (Switzerland) Other OTC N Y 02/01/2017 SLLDY Sanlam Ltd Sponsored ADR (South Africa) Other OTC N Y 02/01/2017 SBRCY Sberbank Russia Sponsored American Depository Receipt (Russia) Other OTC N Y 02/01/2017 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 02/01/2017 SGLB Sigma Labs, Inc. Common Stock Other OTC Y N 02/01/2017 SMFKY Smurfit Kappa Group Plc American Depositary Shares (Dublin) Other OTC N Y 02/01/2017 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y 02/01/2017 SUZBY Suzano Papel E Celulose SA Sponsored ADR (Brazil) Other OTC N Y 02/01/2017 TKTDY Takata Corp, Tokyo Unsponsored ADR (Japan) Other OTC N Y 02/01/2017 TLSNY Telia Company AB American Depositary Receipts - Unsponsored Other OTC N Y 02/01/2017 TOSYY Toshiba Corp Unsponsored ADR (Japan) Other OTC N Y 02/01/2017 VBIO Vitality Biopharma, Inc. Common Stock Other OTC N Y 02/01/2017 VDMCY Vodacom Group Ltd. Sponsored ADR Other OTC N Y 02/01/2017 WLWHY Woolworths Holdings Ltd Sponsored GDR New (South Africa) Other OTC N Y 02/01/2017 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y