InvestorsHub Logo

fourkids_9pets

01/13/17 10:11 AM

#2023 RE: fourkids_9pets #2021

12.19.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Monday, December 19, 2016
Download
12/19/2016 11:00:21 PM
Threshold Security List


Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
AIRR FIRST TR VI RBA AMERN INDL REN G Y N
ALTY GLOBAL X FDS SUPERDIVIDEND ALT G Y N
BBRG BRAVO BRIO RESTAURANT GROUP, I Q Y N
BSPM BIOSTAR PHARMACEUTICALS INC CO S Y N
CDC VICTORY PORTFOLIOS II CEMP US G Y N
CFA VICTORY PORTFOLIOS II CEMP US G Y N
CFO VICTORY PORTFOLIOS II CEMP US G Y N
CIBR FIRST TR FD II NASDAQ CYBERSEC G Y N
CID VICTORY PORTFOLIOS II CEMP INT G Y N
DRYS DRYSHIPS INC COM PAR$0.1 (MHL) S Y N
DWAC ELKHORN ETF TR COMMODITY ROTAT G Y N
DXJS WISDOMTREE TR JAPAN SMALLCAP H G Y N
EFUT EFUTURE HOLDING INC ORD SHS (C S Y N
EVGBC EATON VANCE NEXTSHARES TR GLOB G Y N
FYC FIRST TRUST SMALL CAP GROWTH A G Y N
FYT FIRST TRUST SMALL CAP VALUE A G Y N
GLBS GLOBUS MARITIME LIMITED SHS NE S Y N
IDXG INTERPACE DIAGNOSTICS GROUP IN S Y N
PFI POWERSHARES DWA FINANCIAL MOM G Y N
PRN POWERSHARES DWA INDUSTRIALS M G Y N
PSCE POWERSHARES S&P SMALLCAP ENERG G Y N
PSCI POWERSHARES S&P SMALLCAP INDUS G Y N
PSCM POWERSHARES S&P SMALLCAP MATER G Y N
PXI POWERSHARES DWA ENERGY MOMENTU G Y N
QABA FIRST TRUST NASDAQ ABA COMMUNI G Y N
QQQ POWERSHARES QQQ TR UNIT SER-1 G Y N
RDVY FIRST TRUST RISING DIVIDEND AC G Y N
RFDI FIRST TRUST ETF III RIVERFRONT G Y N
RGSE REAL GOODS SOLAR INC CL A NEW S Y N
RXII RXI PHARMACEUTICALS CORP COM S S Y N
SCON SUPERCONDUCTOR TECHS INC COM P S Y N
SKLN SKYLINE MEDICAL INC. COM PAR $ S Y N
SNSR GLOBAL X FDSINTERNET OF THINGS G Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
UGLD VELOCITYSHARES 3X LONG GOLD ET G Y N
VTWO VANGUARD RUSSELL 2000 ETF G Y N
VYMI VANGUARD WHITEHALL FDS INTL HI G Y N
WOOD ISHARES GLOBAL TIMBER & FOREST G Y N



OTC Threshold Securities as of Dec 19, 2016 Threshold Issue Data Information
Issue


12/19/2016 AMKBY A.P. Moller-Maersk A/S Unsponsored American Depository Receipt (Denmark) Other OTC N Y
12/19/2016 ABBY Abby, Inc Common Stock Other OTC Y N
12/19/2016 AMLH American Leisure Holdings, Inc. Common Stock Other OTC Y N
12/19/2016 NGLOY Anglo American plc Sponsored ADR (United Kingdom) Other OTC N Y
12/19/2016 AHKSY Asahi Kaisai Corporation American Depositary Shares Other OTC N Y
12/19/2016 AVMXY Avita Medical Ltd. Sponsored ADR (Austrailia) Other OTC N Y
12/19/2016 BMDPD Banca Monte Dei Paschi Di Siena Spa Siena American Depositary Receipts - Unsponsored Other OTC N Y
12/19/2016 BERI Blue Earth Resources, Inc. Common Stock Other OTC Y N
12/19/2016 BTLCY British Land Co Sponsored ADR (UK) Other OTC N Y
12/19/2016 CODYY Compagnie de Saint Gobain Unsponsored ADR (France) Other OTC N Y
12/19/2016 DNRG Dominovas Energy Corporation. Common Stock Other OTC Y N
12/19/2016 EARK Ecoark Holdings, Inc. Common Stock Other OTC N Y
12/19/2016 GLDLF Goldmining Inc Common Shares Other OTC N Y
12/19/2016 HDELY HeidelbergCement Ag Unsponsored ADR (Germany) Other OTC N Y
12/19/2016 HLND Highlands Bankshares, Inc. (VA) Common Stock Other OTC Y N
12/19/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
12/19/2016 IFJPY Informa PLC Sponsored ADR (Jersey) Other OTC N Y
12/19/2016 IVITF Invictus MD Strategies Corp. Ordinary Shares Other OTC N Y
12/19/2016 KHTRF Knight Therapeutics Inc Common Shares (Canada) Other OTC N Y
12/19/2016 MTST MetaStat, Inc. Common Stock Other OTC Y N
12/19/2016 NPSNY Naspers Limited N Shs Sponsored American Depositary Receipt Representing Class N Shares (South Africa) Other OTC N Y
12/19/2016 NRBAY Nordea Bank AB Sponsored ADR (Sweden) Other OTC N Y
12/19/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
12/19/2016 PTRC Petro River Oil Corp Common Shares Other OTC Y N
12/19/2016 RGLSF Regulus Resources, Inc. New Ordinary Shares (Canada) Other OTC N Y
12/19/2016 ROYMY Royal Mail PLC Unsponsored ADR (United Kingdom) Other OTC N Y
12/19/2016 SLCJY SLC Agricola Sa Sponsored American Depository Receipt (Brazil) Other OTC N Y
12/19/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y
12/19/2016 SSPC SpendSmart Networks, Inc. Common Stock Other OTC Y N
12/19/2016 SGMD Sugarmade, Inc. Common Stock Other OTC Y N
12/19/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y