InvestorsHub Logo

fourkids_9pets

10/07/16 9:33 AM

#1946 RE: fourkids_9pets #1944

10.6.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Thursday, October 06, 2016
Download
10/6/2016 11:00:03 PM
Threshold Security List


Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210

ALTY GLOBAL X FDS SUPERDIVIDEND ALT G Y N
APRI APRICUS BIOSCIENCES, INC COM S S Y N
BSPM BIOSTAR PHARMACEUTICALS INC CO S Y N
CATH GLOBAL X FDS GLOBAL X S&P 500 G Y N
CDC VICTORY PORTFOLIOS II CEMP US G Y N
CFA VICTORY PORTFOLIOS II CEMP US G Y N
CID VICTORY PORTFOLIOS II CEMP INT G Y N
DWAC ELKHORN ETF TR COMMODITY ROTAT G Y N
FEM FIRST TRUST EMERGING MARKETS A G Y N
FKO FIRST TRUST SOUTH KOREA ALPHAD G Y N
FPXI FIRST TR ETF II INTL IPO ETF ( G Y N
FTSM FIRST TR ENHANCED TRADED FD IV G Y N
FYC FIRST TRUST SMALL CAP GROWTH A G Y N
FYT FIRST TRUST SMALL CAP VALUE A G Y N
GALT GALECTIN THERAPEUTICS INC. COM S Y N
KWEB KRANESHARES TR CSI CHINA INTER G Y N
LPTH LIGHTPATH TECHNOLOGIES INC S Y N
PNQI POWERSHARES NASDAQ INTERNET PO G Y N
RGSE REAL GOODS SOLAR INC CL A NEW S Y N
SOCL GLOBAL X SOCIAL MEDIA INDEX G Y N
SOXX ISHARES PHLX SEMICONDUCTOR ETF G Y N
SRET GLOBAL X FDS SUPERDIVIDEND REI G Y N
TQQQ PROSHARES ULTRAPRO QQQ G Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
ZBIO PROSHARES TR ULTRAPRO SHORT NA G Y N





OTC Threshold Securities as of Oct 6, 2016 Threshold Issue Data Information
Issue


10/06/2016 AMLH American Leisure Holdings, Inc. Common Stock Other OTC Y N
10/06/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
10/06/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
10/06/2016 DMQHF DHX Media Ltd Ordinary Shares Vtg Shares (Canada) Other OTC N Y
10/06/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
10/06/2016 INQD INDOOR HARVEST CORP Common Stock Other OTC Y N
10/06/2016 ICLD INTERCLOUD SYS INC Common Stock Other OTC N Y
10/06/2016 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
10/06/2016 MYDX MyDx, Inc. Common Stock Other OTC Y N
10/06/2016 OIBRQ OI SA Sponsored ADR representing Preferred (Brazil) Other OTC N Y
10/06/2016 OGZPY PJSC Gazprom American Depositary Receipts - Sponsored Other OTC N Y
10/06/2016 PBSFY ProSiebenSat.1 Media SE American Depositary Receipts - Unsponsored Other OTC N Y
10/06/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
10/06/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y
10/06/2016 TLRS Timberline Resources Corp. Common Stock Other OTC N Y
10/06/2016 TKGBY Turkiye Garanti Bankasi A S American Depositary Shares Other OTC N Y
10/06/2016 WLKR Walker Innovation Inc. Common Stock Other OTC Y N
10/06/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y