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fourkids_9pets

10/02/16 12:52 PM

#1924 RE: fourkids_9pets #1923

9.7.16 .. Threshold

Trade Date Download Link File Creation Timestamp
Wednesday, September 07, 2016
Download
9/7/2016 11:00:21 PM
Threshold Security List

Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210

BIS PROSHARES TR ULTRASHORT NASDAQ G Y N
CDC VICTORY PORTFOLIOS II CEMP US G Y N
COMT ISHARES U S ETF TR COMMODITIES G Y N
COYN COPSYNC INC S Y N
DGRE WISDOMTREE TR EMERGING MKTS QU G Y N
DGRS WISDOMTREE TR US SMALL CAP QUA G Y N
DRYS DRYSHIPS INC COM PAR$0.1 (MHL) S Y N
DWFI SPDR SER TR DORSEY WRIGHT FIXE G Y N
FEM FIRST TRUST EMERGING MARKETS A G Y N
FEMS FIRST TRUST EMERGING MARKETS S G Y N
FNK FIRST TRUST MID CAP VALUE ALPH G Y N
FVC FIRST TR EXCHE-TRD FD VI DORSE G Y N
GLDI CREDIT SUISSE X-LINKS GOLD SHS G Y N
HTBX HEAT BIOLOGICS INC COM STK (DE S Y N
LPTN LPATH INC COM PAR$ S Y N
MBVX MABVAX THERAPEUTICS HOLDINGS, S Y N
MPCT ISHARES TRUST MSCI GLOBAL IMPA G Y N
MRNS MARINUS PHARMACEUTICALS INC C G Y N
PMPT ETFIS SER TR IISECTORS POST-MP G Y N
PSCC POWERSHARES S&P SMALLCAP CONSU G Y N
SLVO CREDIT SUISSE X-LINKS SILVER S G Y N
SOCL GLOBAL X SOCIAL MEDIA INDEX G Y N
SOXX ISHARES PHLX SEMICONDUCTOR ETF G Y N
STEM STEMCELLS, INC. COMMON STOCK S Y N
TOPS TOP SHIPS INC COM STK NEW 2016 S Y N
TQQQ PROSHARES ULTRAPRO QQQ G Y N
TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N
VIGI VANGUARD WHITEHALL FDS INTL DI G Y N




OTC Threshold Securities as of Sept 7, 2016 Threshold Issue Data Information
Issue



09/07/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
09/07/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N
09/07/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
09/07/2016 BRMSY Brmalls Participacoes S A Sponsored ADR (Brazil) Other OTC N Y
09/07/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
09/07/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y
09/07/2016 DSDVY DSV A/S Unsponsored ADR (Denmark) Other OTC N Y
09/07/2016 DPSGY Deutsche Post AG Sponsored ADR (Germany) Other OTC N Y
09/07/2016 DUFRY Dufry AG Unsponsored ADR (Switzerland) Other OTC N Y
09/07/2016 GBRRF Gabriel Resources Ltd Ordinary Shares Other OTC N Y
09/07/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
09/07/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
09/07/2016 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y
09/07/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
09/07/2016 NTEK NanoTech Entertainment, Inc. Common Stock Other OTC Y N
09/07/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
09/07/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N
09/07/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y

09/07/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y