Trade Date Download Link File Creation Timestamp Tuesday, August 30, 2016 Download 8/30/2016 11:00:21 PM Threshold Security List
Symbol Security Name Market Category Reg SHO Threshold Flag Rule 3210
BIS PROSHARES TR ULTRASHORT NASDAQ G Y N CDC VICTORY PORTFOLIOS II CEMP US G Y N COMT ISHARES U S ETF TR COMMODITIES G Y N CSA VICTORY PORTFOLIOS II CEMP US G Y N DGLYDIGITAL ALLY INC COM STK NEW ( S Y N DGRE WISDOMTREE TR EMERGING MKTS QU G Y N DGRS WISDOMTREE TR US SMALL CAP QUA G Y N DRYS DRYSHIPS INC COM PAR$0.1 (MHL) S Y N DWAT ARROW INVTS TR DWA TACTICAL ET G Y N ETRM ENTEROMEDICS INCCOM STK (DE) S Y N FBZ FIRST TRUST BRAZIL ALPHADEX FU G Y N FEMS FIRST TRUST EMERGING MARKETS S G Y N FYC FIRST TRUST SMALL CAP GROWTH A G Y N GLDI CREDIT SUISSE X-LINKS GOLD SHS G Y N HTBX HEAT BIOLOGICS INC COM STK (DE S Y N JSMD JANUS DETROIT STR TR SMALL/MID G Y N KRMA GLOBAL X FDS GLOBAL X CONSCIOU G Y N LPTN LPATH INC COM PAR$ S Y N MRNS MARINUS PHARMACEUTICALS INC C G Y N OPTT OCEAN PWR TECHNOLOGIES INC COM S Y N PMPT ETFIS SER TR IISECTORS POST-MP G Y N SLVO CREDIT SUISSE X-LINKS SILVER S G Y N SOCL GLOBAL X SOCIAL MEDIA INDEX G Y N SOXX ISHARES PHLX SEMICONDUCTOR ETF G Y N STEMSTEMCELLS, INC. COMMON STOCK S Y N TBRA TOBIRA THERAPEUTICS INC COM S Y N TOPS TOP SHIPS INC COM STK NEW 2016 S Y N TQQQ PROSHARES ULTRAPRO QQQ G Y N TVIX CREDIT SUISSE AG NASSAU BRH VE G Y N USLV VELOCITYSHS 3X LG SILVER ETN L G Y N VIGI VANGUARD WHITEHALL FDS INTL DI G Y N VTGN VISTAGEN THERAPEUTICS, INC. CO S Y N
OTC Threshold Securities as of Aug 30, 2016 Threshold Issue Data Information Issue
08/30/2016 ADTM Adaptive Medias, Inc. Common Stock Other OTC Y N 08/30/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N 08/30/2016 AXPW Axion Power International, Inc. Common Stock Other OTC Y N 08/30/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y 08/30/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N 08/30/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y 08/30/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y 08/30/2016 DSDVY DSV A/S Unsponsored ADR (Denmark) Other OTC N Y 08/30/2016 DPSGY Deutsche Post AG Sponsored ADR (Germany) Other OTC N Y 08/30/2016 ENGIY ENGIE American Depositary Receipts - Sponsored Other OTC N Y 08/30/2016 IMUN Immune Therapeutics, Inc. Common Stock Other OTC N Y 08/30/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y 08/30/2016 ISNPY Intesa Sanpaolo S.P.A. Sponsored ADR (Italy) Other OTC N Y 08/30/2016 VOPKY Koninklijke Vopak NV Rotterdam Unsponsored ADR (Netherlands) Other OTC N Y 08/30/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y 08/30/2016 MRIC MRI INTERVENTIONS INC Common Stock Other OTC Y N 08/30/2016 MRRTY Marfrig Global Foods SA Sponsored ADR (Brazil) Other OTC N Y 08/30/2016 NTDOY Nintendo Co Ltd ADR Other OTC N Y 08/30/2016 OPXS Optex Systems Holdings, Inc. Common Stock Other OTC Y N 08/30/2016 SHCAY Sharp Corp (Osaka) American Depositary Shares Other OTC N Y 08/30/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y 08/30/2016 SOUL Soul and Vibe Interactive Inc. Common Stock Other OTC Y N 08/30/2016 VITFF Victoria Gold Corp Ordinary Shares (Canada) Other OTC N Y 08/30/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y