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janice shell

09/28/16 1:36 PM

#11092 RE: Dina #11056

That's a very interesting example.MBCI had filed a Form 15 in June 2015. FINRA told them in November that that wasn't good enough, and so did the Office of Chief Accountant for the SEC. The corporate action requested was not allowed.

And to make matters worse for MBCI, the company attorney was Jehu Hand. Hand was a well-known shell peddler until his arrest last year.