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swingingRichard

09/29/16 7:24 PM

#1032 RE: dog turd cannon #1027

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Maxim Group makes a market in Adamis Pharmaceuticals Corporation

Maxim Group managed/co-managed/acted as placement agent for an offering of the securities for Adamis Pharmaceuticals Corporation in the past 12 months.

Maxim Group has received the non-objecting beneficial owners (NOBO) list from Adamis Pharmaceuticals Corporation which may have some value for the Firm's Wealth Management division.

Maxim Group received compensation for investment banking services from Adamis Pharmaceuticals Corporation in the past 12 months.

Maxim Group expects to receive or intends to seek compensation for investment banking services from Adamis Pharmaceuticals Corporation in the next 3 months.