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Shaz

09/23/16 12:25 PM

#5161 RE: mimiTax #5160

TD Ameritrade and ScottTurd have PMEA on their securities restricted list though there is no DTC chill.

No BUYS are allowed per SEC due to settlement issues.

ScottAllen

09/23/16 12:28 PM

#5162 RE: mimiTax #5160

TD did not for this ticker.