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fourkids_9pets

08/06/16 2:42 PM

#1858 RE: fourkids_9pets #1853

8.4.16 .. Threshold

Symbol|Security Name|Market Category|Reg SHO Threshold Flag|Rule 3210|Filler

BIS|PROSHARES TR ULTRASHORT NASDAQ|G|Y|N|
BLIN|BRIDGELINE DIGITAL INC COM NEW|S|Y|N|
BSPM|BIOSTAR PHARMACEUTICALS INC CO|S|Y|N|
DRAM|DATARAM CORP COM PAR $ NEW 201|S|Y|N|
DWFI|SPDR SER TR DORSEY WRIGHT FIXE|G|Y|N|
DWIN|POWERSHARES ETF R II DWA TACTI|G|Y|N|
FLN|FIRST TRUST LATIN AMERICA ALPH|G|Y|N|
FVC|FIRST TR EXCHE-TRD FD VI DORSE|G|Y|N|
GLDI|CREDIT SUISSE X-LINKS GOLD SHS|G|Y|N|
HMNY|HELIOS & MATHESON ANALYTICS C|S|Y|N|
KONE|KINGTONE WIRELESSINFO SOLUTION|S|Y|N|
LVHD|LEGG MASON ETF EQUITY TR LOW V|G|Y|N|
MDGS|MEDIGUS LTD SPONSORED ADR|S|Y|N|
OPTT|OCEAN PWR TECHNOLOGIES INC COM|S|Y|N|
QINC|FIRST TR VI RBA QUALITY INCOME|G|Y|N|
SEED|ORIGIN AGRITECH LIMITED|Q|Y|N|
SPU|SKYPEOPLE FRUIT JUICE INC COM|G|Y|N|
SRET|GLOBAL X FDS SUPERDIVIDEND REI|G|Y|N|
TVIX|CREDIT SUISSE NASSAU VS BRH EX|G|Y|N|
VGLT|VANGUARD LG-TRM GOVT BD ETF|G|Y|N|
XGTI|XG TECHNOLOGY INC COM PAR $.00|S|Y|N|
XIV|VELOCITYSHARES DAILY INVERSE V|G|Y|N|


20160804230022





OTC Threshold Securities as of Aug 4, 2016 Threshold Issue Data Information
Issue





08/04/2016 TGOPY 3i Group Plc Unsponsored ADR (UK) Other OTC N Y
08/04/2016 ARTH Arch Therapeutics, Inc. Common Stock Other OTC Y N
08/04/2016 ALPMY Astellas Pharma Inc Unsponsored ADR (Japan) Other OTC N Y
08/04/2016 GGTCF Auryn Resources Inc. Ordinary Shares (Canada) Other OTC N Y
08/04/2016 AVTO Avantogen Oncology, Inc. Common Stock Other OTC Y N
08/04/2016 AXPWD Axion Power International, Inc. Common Stock Other OTC Y N
08/04/2016 BTCS BTCS Inc. Common Stock Other OTC Y N
08/04/2016 BMDPY Banca Monte Dei Paschi Di Siena Spa Siena American Depositary Receipts - Unsponsored Other OTC N Y
08/04/2016 BZQIY Bezeq The Israeli Telecommunication Corp Ltd Unsponsored ADR (Israel) Other OTC N Y
08/04/2016 BDVSY Bidvest Group Ltd Sponsored ADR New (South Africa) Other OTC N Y
08/04/2016 BCYP Blue Calypso, Inc. Common Stock Other OTC Y N
08/04/2016 CDII CD International Enterprises, Inc. Common Stock Other OTC Y N
08/04/2016 CAIXY Caixabank Unsponsored ADR (Spain) Other OTC N Y
08/04/2016 CCLAY Coca Cola Amatil Limited Sponsored ADR Other OTC N Y
08/04/2016 FFMGF First Mining Finance Corp Ordinary Shares (Canada) Other OTC N Y
08/04/2016 FPAFY First Pacific Co Ord American Depositary Shares Other OTC N Y
08/04/2016 GFSZY G4S Plc Unsponsored ADR (UK) Other OTC N Y
08/04/2016 GLNCY GLENCORE PLC American Depositary Receipts - Unsponsored Other OTC N Y
08/04/2016 GASNY Gas Natural Sdg Sa Unsponsored ADR (Spain) Other OTC N Y
08/04/2016 GARWF Golden Arrow Res Corp Common Shares (Canada) Other OTC N Y
08/04/2016 IMPUY Impala Platinum Holdings Ltd Sponsored ADR (South Africa) Other OTC N Y
08/04/2016 JBSAY JBS S.A. Sponsored ADR (Brazil) Other OTC N Y
08/04/2016 KEGX KEY ENERGY SVCS INC Common Stock Other OTC N Y
08/04/2016 KMTUY Komatsu Ltd Ord American Depositary Shares Other OTC N Y
08/04/2016 LTGHY Life Healthcare Group Holdings Ltd Unsponsored ADR (South Africa) Other OTC N Y
08/04/2016 NILSY MMC Norilsk Nickel PJSC American Depositary Receipts - Sponsored Other OTC N Y
08/04/2016 MSLOY Mitsui Osk Lines Ltd Unsponsored ADR (Japan) Other OTC N Y
08/04/2016 NPKLY Nampak Ltd Sponsored ADR New (South Africa) Other OTC N Y
08/04/2016 NEWLF NewLead Holdings Ltd. Common Stock Other OTC Y N
08/04/2016 NTDOY Nintendo Co Ltd ADR Other OTC N Y
08/04/2016 BTUUQ PEABODY ENERGY CORP Common Stock Other OTC N Y
08/04/2016 PZOO Pazoo, Inc Common Stock Other OTC Y N
08/04/2016 PSID PositiveID Corporation Common Stock Other OTC Y N
08/04/2016 SPOM SPO Global Inc. Common Stock Other OTC Y N
08/04/2016 SRGHY Shoprite Holdings Ltd Ord SPONSORED ADR Other OTC N Y
08/04/2016 SGBLY Standard Bank Group Limited Sponsored ADR (South Africa) Other OTC N Y
08/04/2016 SWGAY Swatch Group Ag (The) Unsponsored ADR (Switzerland) Other OTC N Y
08/04/2016 VOIL Virtus Oil and Gas Corp. Common Stock Other OTC Y N
08/04/2016 XREE X Rail Enterprises, Inc. Common Stock Other OTC N Y
08/04/2016 RTNB root9B Technologies, Inc. Common Stock Other OTC N Y


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